Tuesday, October 5, 2010

Saints and the City: The Case of Romuald of Ravenna and Norbert of Xanten

The early history of urban asceticism in the West cannot be understood without reference to the burgeoning city life and culture that accompanied it; indeed, the new urban situation had been forming for at least two centuries.   It is hard to imagine Francis undertaking his ascetic labors without the backdrop of the town of Assisi, or his prosperous merchant family, the Bernardones, and their strong-willed patriarch, Pietro. It is equally difficult to think of him and his work outside of the events that followed the Gregorian Reforms of the late eleventh century, culminating in the Fourth Lateran council in 1215. In this regard, Francis, and many of the saints that emerge out of this milieu would seem to be best understood from  Vauchez  and Little’s historical-sociological approach. Hagiographers, however, will always try to make their subjects fit into the mold of the received tradition of sanctity, and just as Gregory the Great made his urban bishops look to some extent like Anthony, so hagiographers like the author of the Life of St. Norbert will make his subject fit into the urban ascetic mold.
With the expansion of towns and cities came a new cultural shift-a merchant ethos which would add a new element in the social fabric of the medieval vision of the three-tiered society: the nobility, who engaged in warfare, the clergy and monks, who prayed, and everyone else, who worked. Where does the merchant fit into this scheme?[1] In the new urban environment, these relationships would soon become somewhat obsolete, and various people reacted in different ways to this social change. Many peasants, as a result of this new-found ability to grow a surplus of crops to be sold in the open market, bought their own freedom from serfdom, and henceforth became renters.[2]
How did the religious orders react to these changes? One way was to accept the new situation, and include a new class of benefactors. Monasteries were generally patronized by landed nobility, and became wealthy due to generous gift endowments. How did the rise of cities affect this relationship? A new class of people-the burghers-became more prominent benefactors in the mid-eleventh century. In Cluny, the income of the monastery came in large part from rich merchants. One made a lavish gift of “a gold cross decorated with gems, a cup, a chalice, gold and silver candelabra, and 24 marks of silver.”[3] Monastic houses might also collect huge sums of money from the shrine of a local saint that they controlled, like the Benedictine monks of Canterbury at the shrine of St. Thomas Beckett. A bigger source of income would be in the form of rental property they controlled. The monks ended up owning “one-half of the domestic property of the town of Canterbury, with over 400 separate holdings” by the end of the 12th century.[4]
Lester Little rightly asks, “What did the monks do with all this wealth?” His answer: “In their own words, they prayed; their own social ideal defined them functionally as oratores.”[5] As oratores, their main task would be the elaborate celebrations of the liturgy on behalf of all the orders of society. Thus, the money coming in from merchant activity benefited urban monastic houses like those of Canterbury, maintaining large communities of praying monks, and maintaining elaborate liturgies where the faithful (i.e. the benefactors and the rest of humanity) benefited from their prayers. As “God’s warriors,” they would take on the spiritual weapons of prayer against the world, the flesh and the devil; as the “poor in Christ,” they would exemplify for the age a renunciation of personal power, wealth and honor. All this was made possible, first by the castellan in the post-Carolingian period, who would make rich endowments to the monasteries, and then by the burghers in the new urban culture.
But the monastic orders could not long maintain this arrangement, because many of them would in fact become administrative centers for the management of wealth than monastic establishments of prayer. As Lester Little observes, “the successful abbots of the twelfth century were of necessity fiscal administrators rather than saints, like Suger of Saint-Denis, who wrote a book on administration and took charge of the royal government during Loius VII’s crusade, or like Samson of Bury St. Edmund’s, who inherited an enormous debt upon his accession and spent the rest of his reign wiping it out (with the help of a pogrom in the town of Bury, which he controlled.).”[6] How does a traditional ascetic, and the hagiographers that write about them, negotiate around all of this in order to produce the transcendent saint who rises above time and place in order to live out “the one life of Christ,” as Heffernan puts it?
 For the traditional ascetic, this form of life was unacceptable.[7] For someone like Romauld of Ravenna (952-1027), this would constitute a compromise of the original vow of poverty, so he, inspired by the Desert Fathers, would leave the monasteries and cities to live out his life as a solitary. He found monastic life too lax, and left the monastery of Saint-Apollinaris for the salt marshes of Pereum (after a stay in the monastery of Cuxa in Catalonia), where he immersed himself in the lives of the Egyptian Desert Fathers.[8] These new “desert ascetics” would form “communities” of solitaries, in a way reforming Benedictine life in the process. Monks like Romuald could not find satisfaction in the new urban environment; nor, apparently, could the monastic orders. Reformed monastic movements like the Cistercians, Carthusians and Premonstratensians would grow out of the dissatisfaction that drove Romuald out to the wilderness, but rather than evolve these eremitic movements into coenobitic communities, as in the case of the Desert Fathers in Egypt and Palestine, Bruno of Cologne, Robert of Molesme, and Norbert of Xanten would establish reformed monastic houses.
So we see two major attempts to deal with the new urban reality: in one, monastic benefactors (which now include burghers) and the monasteries take an active part in the new urban culture as renters and keepers of popular shrines. On the other hand, we see an extreme reaction to these developments, especially as solitaries such as Romuald attempt to get as far away as possible from what they see as the corrupting influence of the city.
Peter Damian’s Vita Sancti Romualdi , written shortly after St. Romuald’s death in 1025, has all the features that characterize many monastic hagiographies: a father of the nobility or other influential social caste, a moment of crisis, and a resolute desire to withdraw from the world.[9] Like Francis two centuries later, he would lead the life of a dissolute youth, engaged in the “sins of the flesh,” which Peter Damian considers a temptation for the high born, burdened with too many riches.[10] Peter identifies Romuald’s father as a certain Sergius, from an “illustrious ducal family”[11] This situation where worldly temptation and proclivities towards the “sins of the flesh” is highlighted in the beginning of the narrative, where Peter Damian gives an O tempora lament over the sins and vanities of the age in the prologue:
Our charge against you, foul world, is that you consort with a mob of intolerable “wise” fools who keep you company, who through vain and empty philosophy know how to extol themselves arrogantly with pride to overflowing. You have no one who can bring forth anything for the edification of your neighbors or anything worthy of note for posterity. You have, I daresay, those who know how to skillfully argue and make beautiful speeches about every kind of injurious business in a law court, but you have no one who can write about the virtues and noble deeds of the saints of Holy Church.[12]

These opening lines might give force to the argument that St. Romuald is reacting to the nascent “profit economy,”[13] but viewed generally from the standpoint of a broader context of ascetic literature, Little agrees that this is no different from what Pachomius and Anthony did in considering the ascetic life of the desert.[14] Peter Damian’s railing against the world, or the city, and what he deemed its corrupting influences, finds its analog in the experience of eremitic flight into the Nitiran desert. The revival of city life in the West brings about a similar spiritual dynamic in the desire for ascetic struggle in the face of city life, much like Roman Alexandria, impelling Anthony to seek spiritual struggle in desolate and lonely places.[15]
The strict discipline of a monastery would be Romuald’s initial response to the urban pressures, especially those produced by his own father, Sergius. Sergius is described by St. Peter Damian as a man given over to worldly affairs, violent of temper, even to the point of engaging in a feud where he kills his own brother. This fratricidal event (all over a piece of property) proves to be a key turning point in the life of Romuald, since it propels him into the beginning of a life of penitence through monastic flight. [16] He takes flight to the monastery of San Apollinare in Classe in order to “spend forty days in mourning and tears” for the crimes inflicted by his father.
It is after this forty-day period of self-imposed penance that he considers leaving the world for the monastery, and would do so immediately, if he were only to see the martyr.  St. Apollinarus appear in plain sight. The martyr obliges, appearing twice, thus indicating to  Romuald the life of self-martyrdom that he was to undertake. He starts a three-year novitiate at San Apollinare, where he would take on the hardships of constant prayer and work, only to find that the way of life of the monks was too lax, and begins to call the monks on their laziness, invoking the Rule of St. Benedict. It is not long before he incurs the ire of the monks, who want to murder him. The murder attempt fails through a miraculous intervention, and his desire for perfection becomes more intense as time goes on. A hermit by the name Marin, who lives near Venice, would take him under his direction. From that point on, under Marin’s direction, he would learn the art of the eremitic life, leaving his cell a few times for the chanting of the Psalms.
Peter Damian continues this parallel with Anthony in the sense that the farther Romuald would go to live out his life as a hermit, the more followers he would attract. He would set up monasteries based on the strictest observance of the Rule of St. Benedict, and then go on and live in a cell further into the forests of Cuxa in Catalonia.  In order to find further seclusion, he would retire to Monte Sitria in 1013, where, like St. Anthony, a number of enthusiastic followers would seek him out. He arranged them into eremitic brotherhoods, and this, for St. Peter Damian, cements the parallel with Anthony:
In truth Romuald, after he had abandoned the Appenine mountains, he ascended Mount Sitria, where he made his abode. We must be exceedingly cautious, however, upon hearing about the holy man having moved around so much, lest we taint his pious work with the vice of levity. For the cause of these moves, without doubt, are due to the fact that wherever this venerable man would go, a large and innumerable number of penitent men would follow. Reason therefore demanded that, once he saw that one place had become full to overflowing, he would put in place a prior, and would hurry off to another place to fill (with the holy discipline).[17]

The desire for solitude is what marks Romuald’s quest for holiness, much as it did for Anthony, but like his Egyptian predecessor, the crowds can’t stay away. The quest for the perfect eremitic life seems to elude him. As much as he seeks solitude, his retirement from “the world” is never that far from urban centers where this “large and innumerable crowd of penitent men” would follow him.[18] His struggles would be with brothers who would afflict him, instead of demons and wild animals, as with Anthony.[19]
In spite of these hardships arising from rebellious and insolent brothers, he remained in Sitria as a recluse for fourteen years, observing a vow of silence.[20] The culminating passage, which also cements St. Peter Damian’s analogy with Egyptian Thebaid, occurs in chapter 64, and the parallels for him are obvious:
It was not only in the likeness of the name, but also in the works lived out that made Sitria seem like a second Nitria, inasmuch as all the monks were walking about barefoot, un-groomed, pale and content in all hardship. Truly some behind closed doors seemed so close to death’s door that they seemed already lying in their graves. There no wine was drunk except in the cases of grave illness. Yet why do I speak of the monks, when their servants, those who guarded their sheep, observed the rule of silence, kept each other under discipline, and underwent penance for any idle talk. O golden age of Romuald, which although it did not know the torment of persecution, it nonetheless did not lack for anything in voluntary martyrdom. A golden age, I say, which in the midst of wild beasts in the mountains and forests there was nourished so many citizens of the heavenly Jerusalem.[21]

 Peter Damian saw in Romuald a revival of the Desert experience. As Lester Little observes, having drawn from the Desert Fathers, Peter Damian created his own Nitrian desert in the mountains of Sitria.[22] While the eremitic movement had died out in the Latin West, it did indeed enjoy a revival during the first stages of the urban renaissance of the early eleventh century, to the point that some, like St. Romuald, opted for the life of solitude away from the city, but at a close enough distance to be of some benefit to those who wanted to follow him into that life. This is one response to the urban explosion, which parallels the beginnings of monasticism in the Egyptian Thebaid. Others took a more Pachomian approach to city life, choosing to make of it the arena of their own spiritual struggle. This is where the reformed Augustinian canons come in, and Norbert of Xanten will be their most energetic reformer.
 
 
By the time we come upon St. Norbert of Xanten in the early twelfth-century, we find an urban culture that is already well developed. In addition to this, a well-organized program of monastic reform, undertaken by St. Bernard of Clairvaux, founder of the Cistercians, and St. Bruno, founder of the Carthusians, had streamlined monastic practice to such an extent that they made the liturgy and monastic holdings a little leaner, with a stricter adherence to the rule of St. Benedict, and with a tendency to escape city life. But then there were other groups who responded to the urban explosion by functioning as ascetic strugglers within it, rather than fleeing from it. Norbert and his Canons Regular would constitute such a movement.
Having led a worldly life as a subdeacon and canon of St. Victor’s in Xanten, Norbert spent more time as a courtier at the courts of Archbishop Frederick of Cologne and the Emperor Henry V than in the ascetic arts of prayer and fasting. This would all change after a life-threatening thunderstorm caused him to rethink the course of his life. He refused the bishopric of Cambrai and retired to the abbey of Siegburg near Cologne, where he would perfect the arts of the ascetic life.[23] The kind of progress he makes is in harmony with the kind of life that constitutes one of great ascetic feats, and the abbeys of Siegburg and Rolduc would be the kind of “schools” of holiness where he would learn to live that life. The hermit Ludolph, the “lover of poverty,” would also be a good teacher in the ways of ascetic holiness, teaching him the way of “temperance.” Apparently, Ludolph’s strict ascetic life would draw fire from “perverse priests and clerics” that were not keen on any kind of monastic reform. But Norbert would persevere in his task, inquiring into the “life and customs of anyone living under a rule-monks, hermits, and recluses,” wishing to follow after their examples. Norbert, at this stage, is the ascetic novice, building up for himself a reservoir of monastic experience that would serve him well as an itinerant preacher, combining coenobitic and eremitic lifestyles. Of course, like all monastic reformers, and perhaps reminiscent of the troubles that Benedict experienced with the monks of Vicovaro, Ludolph and Norbert would also experience the same sorts of trials at the hands of their opponents. As ascetics, this came with the territory, as a form of spiritual martyrdom. Being made a priest in 1115, and taking on formal monastic vows, he returned to his brother canons in Xanten in order to reform their way of life. The reaction was swift, and immediate. At the Synod of Fritzlar in 1118, he was interrogated.[24] The main focus of their attacks consisted of 1) his apparent lack of authorization to preach, 2) his wearing of the religious habit while “in the world,” and 3) his wearing of sheepskin while preaching. In other words, why had he taken up extreme ascetic practices while in the world? His response to these interrogations would set the tone for much of his ministry and dedication to religious poverty. Reminding them of the definition of pure religion in St. James’ epistle, he defends his way of life by arguing that to “visit the orphans and widows in their tribulation,” and to “keep oneself pure from this world” are what constituted a proper religious life. To be “in the world, but not of it” forms the basis of his approach to the ascetic life as he was living it as an itinerant preacher. This would be expressed outwardly in his manner of dress, imitating St. John the Baptist who would also be known as the patron saint of monks. The ascetic thrust of Norbert’s itinerant preaching puts him in the company of St. John the Baptist, and perhaps even the prophet Elijah. This, at least, is the picture that his hagiographer draws, and with good effect.
The Synod of Fritzlar was a major milestone in the direction that St. Norbert would take his reforms of the monastic life. His brother canons made it clear they wanted nothing to do with his reforms. This would propel him to the life of an itinerant preacher, a life that would make him sell the benefices he held while under Archbishop Frederick of Cologne, as well as other houses he held as hereditary possessions, keeping only his priestly vestments, and then going out “on his pilgrimage in the name of the Lord.”[25] At Castle Huy, he fulfills his vow of poverty by distributing silver and other possessions to the poor, and “leaving behind all his temporal possessions, and clad only in a woolen tunic and mantle, barefoot and with his two companions,” he sets out for St. Gilles for the remainder of the bitter winter.[26] It is in this manner that  Norbert presents himself to Pope Gelasius II in the monastery of St. Gilles in order to receive absolution for his former way of life, and having received two sacramental orders at the same time. The Pope’s impression of Norbert is more than favorable. He desires that he remain with him, but St. Norbert, explaining his intentions and desires to the Pope, receives permission to preach “anywhere the Pope confirmed in writing.”[27] This papal permission would be put to good use: he sets out for Orleans “trodding barefoot through the cold ice, deep snow up to his knees.” Arriving at Valenciennes on the Saturday before Palm Sunday, he sets out to preach throughout the town.
The ascetic endeavor of walking barefoot through the snow, and his meager manner of dress during the harsh winter, must have given Norbert’s preaching an extra air of spiritual insight to his audience, since the citizens of Valenciennes not only listened, but received his preaching quite favorably. Asking him to stay and rest, he stayed “against his will,” given the illness of his three companions, who ultimately died on the octave of Easter. Norbert was now free to go about preaching under papal mandate throughout the towns and booming cities of northern France. But before he sets out from Valenciennes, he meets Burchard, bishop of Cambrai. Norbert, with his “bare frozen feet and rough clothing,” makes an immediate impression on the bishop, especially as he recognizes him from the days in the court of Emperor Henry V, and recounts how he refused the bishopric of Cambrai for the life he was leading now. The bishop’s attendant, Hugh of Fosse, was moved by Norbert’s story, and wished a similar life of an itinerant ascetic. After a brief illness, Norbert allowed Hugh to accompany him, and now Hugh had the opportunity to travel with a man who was building up a reputation for ascetic feats “on the road.”[28] Here the author represents Norbert and his companion Hugh as ascetics cut from the same cloth as the traditional solitaries and monks of traditional monasticism, but at the same time taking their ascetic battles into the streets, villages and castles, bringing “reconciliation,” and trusting God for all of their necessities. This last item especially underscores the ascetic thrust of their task, as renunciation is a key virtue in any life of spiritual struggle. The impression he makes as he travels throughout the cities and towns in his preaching ministry on the townspeople would leave no room for doubt about what he is all about: the preaching of an ascetic focus on heaven, a singularity of focus that removed one’s attention from earthly to heavenly matters. This message (at least insofar as St. Norbert’s hagiographer was concerned) was very well received.[29] This following of the “Gospel mandate” would certainly set him up as an alter Christus, or at least an alter apostolus. Norbert’s hagiographer cements this image of the longsuffering apostolic ascetic preacher at the end of chapter six. He is a man who, after being asked to give a word of exhortation, is nonetheless attacked and mocked by the hecklers in his audience. This does not faze him, however, as he continues to “perform the work of God eagerly…practice(ing) fasting and vigils…diligent in work, pleasing in word, pleasant to see, kind toward simple people, stern against the enemies of the Church…”[30]
The rest of the narrative is punctuated with accounts of Norbert going barefoot to the Council of Rheims to see Pope Callistus,[31]the offer of an abbacy over the Canons Regular of Laon, who subsequently rejected his abbacy because he insisted on their being “imitators of Christ” and accept poverty,[32] and his confrontation with the devil.[33] While the Canons of Laon would not adhere to his discipline, many in Cologne, having heard him, “became imitators of the poverty of Christ.”[34] With thirty companions, he would form a community of priestly ascetics in Premontre who would eventually become the Premonstratensian Canons, an order that would reform the order of the Augustinian Canons.
Eventually, Norbert would be offered, and accept (albeit with great protest), the post of Archbishop of Magdeburg in 1125.[35] How would he live out his ascetic lifestyle as a hierarch? We come, in the life of Norbert, to the same dilemma that faced John the Almsgiver, Martin of Tours and Gregory the Great (or at least, the dilemma faced by their hagiographers).
It is in this capacity that Norbert would find the greatest spiritual contest he would encounter, one that begins almost immediately after his election as Bishop of Magdeburg. After his reception at the church, he proceeds to the palace, only to be rebuffed at the door by the porter who, upon seeing his shabby cloak, thinks him a common beggar, and not the new bishop. Norbert’s response is to put him at ease by reminding him that he “see(s) me with a clearer eye than those who force me to this palace to which I, poor and simple, ought not to be raised.”[36] The ascetic value of poverty is unmistakable, given that Norbert, in spite of his election to the dignity of bishop, is esteemed in this narrative for his shabby demeanor, immediately identifying him as one who will continue to pursue the ascetic life even in his new role as bishop. Unlike Anthony, however, whose contests were directly with the devil and his hellish minions,  Norbert would face angry noblemen from whom he would take church possessions. Indeed, as the narrative suggests, this was not a setback for him; quite the contrary, it was an opportunity to show his spiritual resolve. In the words of Norbert’s hagiographer, moments like these “afforded them the opportunity to malign him,” and to those who had at one time acclaimed him he would now be “hateful.”[37] While Norbert’s biographer would not come out and say it, the identification with Christ here is unmistakable, setting Norbert up as one in solidarity with Christ, and with the monk-ascetics who sought spiritual struggle with the devil, or at least with his unearthly (and in this case, quite earthly) minions.
As a result of his “fall from grace” among his former supporters, his greatest contest would await him, first in the form of a would-be assassin, and then in a revolt that almost ended his life. In the first case, Norbert, now a bishop, was receiving penitents for confession when one dressed in the garb of a penitent approached him. Norbert gave orders not to let him in, but as the knocking on the door became more and more persistent, the porters let him in. Norbert commanded him not to approach, and ordered him to be stripped, revealing a dagger. The young man fell to his feet, trembling, and reporting the names of those who had given him the task of assassinating the bishop. At this point, Norbert’s hagiographer makes an obvious connection with Christ (and, by extension, the martyrs): “The just Norbert, however, calmly responded that it was no wonder that the ancient enemy was preparing these snares for him, since on this same most sacred night he persuaded the Jews to proceed to the death of our Lord Jesus Christ.”[38]The Christ-like significance is not lost to the anonymous hagiographer: “Norbert was happy that he was found worthy to share in the Lord’s passion, especially on that day when mercy is given to those without hope, pardon to sinners, and life to the dead.”[39]
The other incident occurred after his return from the Council of Rheims (1131). Something was afoul at the cathedral church in Madgebug, requiring a new consecration. The city elders were not happy with this, arguing vehemently against it, since “the consecration ought not to be repeated since it had been celebrated on the authority of many kings and bishops.”[40] Norbert would not be persuaded, refusing to celebrate mass there until “the anathema (was) removed from the church.” As he proceeded to consecrate the church again, a tumult arose outside, prompted by a rumor that “the archbishop had smashed the altars, opened the sanctuary, broken up the tombs and reliquaries and laid them aside for himself, then under the darkness of night decided to flee with all of these things as well as the treasures of the church.”[41]
This put St. Norbert’s life in immediate danger, and those with him were terrified. Norbert, however, showing characteristic ascetic calm, “was undaunted and wanted to go out to the people,” but was bidden not to do so by his companions, who subsequently sequestered him into a high fortification built by the emperor Otto, where they await what seems to be their impending deaths. Norbert, at peace in the midst of this maelstrom, celebrates solemn Matins for the feast of St. Paul. Here the anonymous author has achieved, in two strokes, two very significant associations: Christ and St. Paul, for in the first instance, the author sees an intimate identification with Christ, in that the conspiracy to assassinate Norbert occurred on Maundy Thursday, the day when Christ instituted the Eucharistic sacrifice, and subsequently turned over to the Jews to be crucified. The second instance occurs during this great revolt, on the feast of St. Paul, intimately linking Norbert to the great apostle and martyr, who knew his share of sufferings for Christ’s sake. Norbert, the great ascetic and reformer of the canons regular, has achieved what few hermits, monks and ascetics have, and the anonymous author will capitalize on this for all its worth.[42] In this crisis, where Norbert nearly loses his life, he shows an ascetic nerve, “joyfully await(ing) the martyr’s palm.”[43] In the end, he shows a Christ-like forbearance, forgiving his persecutors, and is reinstated with all honors to his episcopal dignity. The author rounds out his life by putting him squarely in the camp of Pope Innocent II against the Emperor Lothair during a scuffle over the right of investiture, but at the same time, imparting healing to the wounded emperor.[44]
The martyrological aspect is taken up with full force by the author of the B Life of St. Norbert, often calling him a “martyr” after having survived the uprising of Madgeburg. The author of the B Life is also intent on drawing the parallels with Christ that author of the A Life leaves mostly understated, making comparisons between St. Norbert and Christ more explicit.[45] The B Life goes into a long chapter on why saints must suffer. It is structured in such a way as to constitute a moral/theological treatise on suffering, beginning with the need for “a rational creature to understand the reasons for those things that happen,” good and bad.[46] Then he show sthe two ways of experiencing and knowing: the way of cognition, which he characterizes as the means by which “the interior reasoning of the soul is fed,” and “the effect, by the use of which the exterior sense of the body is aided.”[47] This results in a “double perception of things”: bodily and noetic.[48] In other words, those who act rationally know that even the trials and tribulations happen by providence, and therefore there is a reason for them. There is no room for gratuitous suffering for the author of the B Life, especially for a saint. For him, this differentiates Norbert from the rest of his companions during the uprising of Magdeburg, seeming almost stoic in the face of certain death. He was the model of the calm ascetic, who took patiently everything that came to him, because in him, reason was supreme, resting in the knowledge that what was happening to him came from God to test his resolve, his commitment to become an alter Christus. It is as though all the ascetic struggles he went through to found the order of Premontre prepared him for this contest. For the author of Life B, Norbert is the ultimate ascetic, given his pursuit of ascetic sanctity even as a bishop.
Norbert’s desire for complete poverty finds expression in his statement about the “nakedness” of Christ, as he directs his disciples: nudus nudum Christum sequi (be naked, following the naked Christ).[49] This is what Fr. Andre Vauchez highlights as the new gospel spirituality of the age, where “(t)he central place held by Christ in the twelfth-century was expressed. On the level of spirituality, by the greater value afforded to the New Testament.” He continues: “A more exacting fidelity to the word of God led the best minds beyond a moral and discipiinary notion of the apostolic life.”[50]
And yet, we must ask, is this urban spirituality, of which Norbert was an active participant, really “new”? What makes it new? Fr. Vauchez offers an evangelical explanation, emphasizing the fact that it was motivated by a desire to imitate the gospel poverty of Christ. Is this any different than the encomium which Evagrius Ponticus, nine-hundred years before, sings of holy poverty as “a fruit of love and a cross of life, a life free of suffering, a treasure free of envy…the practice of the Gospels”?[51]
With Romuald and Norbert, we have, within a space of over one hundred years, two responses to the challenges of the new urban culture: eremitic flight (Romuald) and ascetic engagement (Norbert). Both men sought a life of poverty and ascetic struggle, and while one found inspiration in his reading of the eremitic fathers of the Thebaid, the other found ways to channel those same impulses within city walls, first as a reformer of the Canons Regular, and then as Archbishop of Madgeburg. In both cases, the desire for a life of ascetic struggle and discipline was the same, but took on different contexts. Both of these contexts can be called “spiritual deserts,” whether the arena be Mount Sitria or the city of Madgeburg, where Norbert took a decidedly more “Pachomian” approach-i.e. living out the ascetic life, alone or in a brotherhood, in or near the city.
The question now becomes how all of these elements of the urban ascetic movements are present in the life and work of St. Francis of Assisi, and how his two biographers-Thomas of Celano and St. Bonaventure-perceived the nature of his ministry. It will be the task of the next chapter to examine Francis’ own perceptions of his ministry, and how they line up with received traditions and pieties from the past.


[1] Malcolm Barber makes the observation that the “needs of these new commercial classes did not fit neatly into the existing framework, and in some regions, as the inhabitants of the embryonic towns began to feel their economic strength, social and political conflict was the consequence. The early history of urban life in medieval Europe is marked by the formation of merchant groups concerned to gain for themselves certain basic privileges which would give them the opportunity to develop their trading activities beyond a rudimentary stage. They achieved a high degree of independence in Italy and Flanders.” For Barber, merchants, as well as aristocrats, became such a cohesive groups that they were able to eject bishops, who would often act as the emperor’s representative. Malcolm Barber, The Two Cities: Medieval Europe 1050-1320 (Routledge, 2004), 48. Cf. Henri Pirenne, Medieval Cities: the Origins and Revival of Trade. (Translated from French by Frank Halsey) (Garden City, N.Y.: Doubleday Anchor Books, 1956), 75-91.
[2] Little, 32ff.
[3] Lester Little continues: “Such urban ties did not escape the author of a book on various forms of religious life in the early twelfth century, for he classed the Cluniacs and others like them as monks who live in or near towns.” P. 66. See Libellus de diversis ordinibus et profesionibus qui sunt in aecclesia ii, ed. and tr. G. Constable and B. Smith (Oxford, 1972), 18.
[4] Ibid.
[5] Ibid. Little wastes no time in employing his gift/money economy paradigm: “In terms of the gift economy, they displayed, and consumed, and gave away. The connection these two replies is that monastic spending was justified by the demands of the liturgy, which required an elaborate setting and was expensive to maintain.”
[6] Ibid., p. 68, cite from Suger, Oeuvers completes de Suger, ed. A Lecoy de la Marche, Societe de l’histoire de France (Paris, 1867), pp. 159-178, and Jocelin of Brakelond, Chronicle of Jocelin of Brakelond Concerning the Acts of Samson, Abbot of the Monastery of St. Edmund, ed. and tr. H.E. Butler (London, 1949).
[7] Ibid., 62ff.
[8] Ibid., 71.
[9] Some of the same patterns of wordly disengagement can be found in St. Gregory’s Life of St. Benedict.
[10] “When he had come upon his youth,  he began to lead a life of carnal sin, which is wont vehemently to afflict rich men.”  Petrus Damiani, Vita Beati Romualdi (a cura di G. Tabacco, FSI, 94), (Roma 1957), Cap. I.
[11] “ex illustrissima ducum fuit stirpe progenitus” is interpreted by Henrietta Leyser as indicating, in tenth-century context, that Romuald’s father held “some high administrative post,” which could in fact be the case, given that the former Byzantine city benefitted greatly from Ottonian imperial wealth, making it one of the richest cities in the Romagna. This gave Ravenna a high level of administrative complexity, given the fact that the bishops of Ravenna, who ran the city both religiouslyand politically, enjoyed a great degree of independence from Rome given its autocephalous status, despite being part of the Papal States when Romuald was alive. Leyser, however, gives no justification for this designation, and offers no supporting documentation to justify this reading. See footnote 3 in “Life of St. Romuald,” Medieval Hagiography: An Anthology (ed. Thomas Head)  (New York and London: Routledge, 2001), 315.
[12] Petrus Damiani, Vita beati Romualdi, Prologus, 9
[13] Little says as much: “The eremitic life had neither a continuous nor an influential role in the Latin West. Although the example of the Desert Fathers was imprinted in the thought of the founders of western monasticism, a flourifhing eremitical movement first appeared in Europe only in the eleventh century, at the very time when the new urban society was taking shape and the old monastic order was reaching its peak of power and prestige. The eremitic movement constituted a rejection of both the new cities and the old monasteries; it avoided the problems of the one and the compromises of the other, in favor of an ideal based on the model of the Egyptian hermits.” Little, p. 70. See J.Leclerque, “L’eremitisme en Occident jusqu’a l’an mil,” in L’Eremitismo in Occidente nei secoli XI e XII, Miscellanea del Centro di Studi Medioevali, IV (Milan, 1965), 27-44. See also Lutz Kaebler, Schools of Asceticism: Ideology and Organization in Medieval Religious Communities. (University Park, PA: Pennsylavania State University Press, 1998), 121.
[14] “Peter Damian said that at Sitria, another of Romuald’s settlements, Romuald and his disciples seemed to have founded-not just because of the similar way of life-another Nitria, the desert to which St. Anthony…fled from Alexandria.” Ibid., 71.
[15] Andre Vauchez, however, counters Little’s assertion that western eremiticism was a twelfth century invention, as a response to the new urban culture. See The Spirituality of the Medieval West, 90-91.
[16] Ibid., 14-15.
[17] Ibid.,  49.
[18] See Goehring, “Withdrawing from the Desert,” HTR, p. 270.

[19] Vita Romualdi, 50-58.
[20] Ibid., 52.
[21] Ibid. , 64.
[22] Little, Religious Poverty, 71-72 op. cit.
[23] “Norbert made daily progress towards perfection. At one time he would visit the monastery of Siegburg, at another time Rolduc, a church of regular clerics. But often he went to a hermit named Ludolph. This was a man of great holiness and temperance living the life of a cleric; this man was a lover of poverty and a fearless advocate of the truth. He was well known at that time, enduring untold threats and violence against himself and his brothers. These things were directed against them by perverse priests and clerics whom he used to admonish for their wickedness. Further, Norbert carefully inquired into the life and customs of anyone living under a rule - monks, hermits, and recluses - and by their example he made even greater progress.” Anonymous, “Vita A Sancti Norberti,” from Norbert and Early Norbertine Spirituality (ed. Theodore J. Antry and Carol Neel) (New York: Paulist Press, 2007).
[24] Ibid., Chapter 4.
[25] Ibid., Chapter 5.
[26] Ibid.
[27] Ibid., Chapter 6.
[28] Ibid. “Enjoying Hugh's company, Norbert went with him about the castles, villages and towns preaching and reconciling those at odds with one another and reducing old hatreds and wars to peace. He sought nothing from anyone, but if anything was offered he distributed it to the poor and lepers. He trusted in the grace of God that he would have the necessities of life. Considering himself a stranger and guest on the earth, no trace of ambition could touch him; his entire hope was on heaven. He could not understand that someone could despise everything for Christ and yet use his ability to work for contemptible and abject rewards.”
[29] Ibid., Chapter 6: “He inspired such love and admiration by his presence that wherever he went, accompanied by his one companion, as he was drawing near the villages and towns, shepherds would leave their flocks and go running before him to announce his arrival to the people. People flocked to him in droves and during Mass heard words of exhortation from him about doing penance or about the hope of eternal salvation promised to everyone who calls on the Lord's name. They took pleasure in his very presence and considered themselves fortunate if they could receive him into their homes. People were amazed at this new style of life, namely to live on earth and seek nothing from the earth. According to the gospel mandate he carried with him neither purse nor sandals nor two tunics. and was content with only a few books and vestments for Mass. His customary drink was water except when he was the guest of religious persons. Then he followed their practice for a time.”
[30] Ibid.
[31] Ibid., Chapter  9.
[31] Ibid.

[33] Ibid.

[33] Ibid., Chapter 12.
[34] Ibid.
[35] The anonymous author gives the date as 1125, and claims that it was offered to him after an appeal to the Emperor Lothair II, but this same emperor didn’t reign until 1130; likewise, the pope who was supposed to have given him this post, Lucius II, didn’t assume the pontificate until 1144.
[36] Anonymous, “Life of Norbert” (Vita A) Norbert and Early Norbertine Spirituality (ed. Theodore J. Antry, O.Praem., et al) (Classics of Western Spirituality) (New York: Paulist Press, 2007), Chapter 18, 163.
[37] Ibid.
[38] Ibid., Chapter 18, 164-165.
[39] Ibid., Chapter 18, p. 165.
[40] Ibid., Chapter 19, p. 166.
[41] Ibid., Chapter 19, p. 167.
[42] Ibid., 167-168.
[43] Chapter 20,169.
[44] Ibid., Chapter 21.
[45] For example, in the B version, Norbert remarks, after his life was spared at the uprising in Madgeburg: “My hour has not yet come.”
[46] Life B, chapter 5, 177.
[47] Ibid.
[48] Ibid.:  “Since the natures of the soul and the body, that is, reason and sensory experience, are different and their movement contrary, it frequently happens that either reason, when it is exercised, weakens sensory perception and removes the ongoing ability to sense, or, on the contrary, that sensory perception, growing stronger, blocks the reason and dulls the sharpness of understanding. Consequently, reason, when the bodily sensation is subjected to it, aims toward virtue and acts strongly. But sensory experience, if reason is overpowered, tends towards pleasure and acts like an animal. From this it follows that men given over to the senses of the flesh and accustomed to corporeal neither seek reasoning nor look for a cause. They think everything comes from accidental and unexpected causes. Those, however, in whom reasoning thrives and the natural light of reason shines carefully inquire and easily observe that nothing happens without a certain and rational cause, but that it cannot so happen.”
[49] Andre Vauchez, The Spirituality of the Medieval West: The Eighth to the Twelvth Century (tr. Collette Friedlander) (Cistercian Studies 145) (Kalamazoo: Cisterican Publications) 1993, 86.
[50] Ibid., 85-86: “As early as the beginning of the twelfth century, many communities less to the text of the Acts of the Apostles than than to the Gospel passages which could provide rules of life, especially those where the poverty of Christ and his disciples are mentioned. Stephen of Muret (d. 1124), founder of the order of Grandmont, wrote significantly: ‘The only rule of life is the Gospel; it is the rule of Jesus Christ, more perfect than that of St. Benedict.’”
[51] Evagrius Ponticus, “To Eulogios: On the Vices Opposed to the Virtues,” in Evagrius of Pontus: The Greek Ascetic Corpus. (ed. and trans. Robert E. Sinkewicz). (Oxford, 2003), 3:3.

Thursday, September 30, 2010

The "Desert" and the Latin West: Sulpicius Severus' Life of St. Martin and St. Gregory the Great's Dialogues


https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEjV5L0NhSjserhj_1ReaPou8xKMV3zUAZTipDxaIbzU_CC4gLzc32Opep9m6LdfmWPeF1I9PjMlNgN_I1YeDPl5jr3Xo34ZGfbNcHWCsdZXpi4at-OiHqZKYf_y_bI9GvKCf8RusKtZSWMH/s1600/St+Martin+3.jpg

While monastic establishments were proliferating in the deserts of Egypt and Palestine, ultimately gaining ground in the urban centers of Caesarea and Constantinople, the western half of the empire was struggling to survive. The order that Constantine had established in the early fourth century began to unravel. The Goths, once effectively held at bay beyond the Danube, were continually pressuring the borders and would reach Rome in 410 A.D. The wave of invasions would continue, until the successful overthrow of the Emperor Romulus Augustulus by Odoacer in 476. The fall of the western half of the empire would inspire a hagiography and a series of narratives having as their main focus the maintenance of ascetic peace in the midst of turmoil, as Roman civilization and its order collapsed. How can one practice the ascetic discipline of the desert, while tending to the responsibilities of missionary work, or overseeing the spiritual needs of those who are struggling under the pressures of life in a decaying city?
In the Greek half of the empire, the ascetic impulse in the fourth century had taken hold to such an extent that it almost became a rival to the institutional church. The Synod of Gangra in 340 made it an offense worthy of anathema to teach that marriage is to be condemned (Canon 1), or that the churches are to be “despised” in favor of the monastic cell (Canon 5). These abuses the Synod had to address bring to sharp relief the influence of the ascetic tradition.  However, in the Latin West, these stories of heroic ascetic feats were motivating intellectuals and aristocrats who had seen the gradual and immensely difficult Christianization of the empire to imitate these desert dwellers. By the late 4th century, a young intellectual like St. Augustine (354-430) would be fired by such stories like that of St. Anthony. Merely reading the Life of St. Anthony could inspire the embrace of a life of poverty and ascetic discipline, as we see in Augustine’s Confessions in a passage that sheds light on an ascetic impulse typical of many Christian Roman aristocrats and intellectuals:

In their wanderings they came upon a certain house, where there lived some of your servants who are poor in spirit, for of such is the kingdom of God. There they came upon a book where was written the life of Antony, and one of them began to read it, and he was amazed and was set ablaze, and in the midst of his reading was contemplating taking up such a life and leave his secular post in order to serve you. For they were agents of that (imperial department) which they call the “special branch.” He then was filled with holy love and sobering shame. Angry with himself, he turned his eyes towards his friends and said to them, “Tell me, what all of these labors of ours are achieving? What are we after? For what cause are we laboring for the state? Can we hope for any higher office in the palace than to be friends with the emperor? And while there, what is not fragile and full of danger? And how many dangers must we risk in order to come to even greater dangers? And when will we get there? But if I want to be a friend of God, I can be that now.” He said this, and feeling the birth pangs of the new life his eyes returned to the page. And as he was reading he was being changed inwardly, where you can see, and, as was evident, his mind rid itself of the world. For when he read and pondered over the afflictions of his heart, at times he was angry with himself., and said to his friend, “I now make a break with from our earthly hopes, , and will now serve God at this time and place. If it troubles you too much to follow my example, let no one oppose me.” His friend replied that he would join himself to him in such great rewards for such a great service. And both men, now yours, O Lord, were building their own tower at suitable cost, forsaking all to follow you. Then Ponticianus and his companion who were walking with them who were looking for them through the other parts of the garden, came to the same place, and finding them, counseled that they should return home, for much of the day had already faded. Instead, they declared their resolution and purpose, and how they were firm and resolved in it. They begged them that if they refuse to join them, not to give them trouble. Ponticianus and his friend, however, did not change from their former service, yet they told us that they wept for themselves. They devoutly congratulated them and commended themselves to their prayers, and dragging their hearts on the ground they went back to the palace. The others, however, fixing their hearts towards heaven, stayed in the house. Both had wives who, having heard this, also dedicated their virginity to you.[1]

The life of a desert ascetic from Egypt brought to light the futility of their aristocratic lives and imperial ambitions. Finding only perils and toil in trying to be the emperor’s “friends,” they found that it was of greater and more immediate benefit to be the socii Dei, God’s friends. The last part of this long passage draws in sharp relief the result of the two sets of friends’ choices: those who chose to remain in the service of the palace returned “with hearts dragging on the ground,” whereas the others, who had chosen to follow the example of St. Anthony, remained with “hearts fixed towards heaven.”[2] Likewise, the life of St. Anthony would so captivate St. Augustine’s heart and mind that he too would long for such a life. During the years of his priesthood, he established the “garden monastery,” composed of companions such as Alypius. This would be his monastic retreat within the hectic world of the parish, which was about to get even more hectic when he was ordained to the episcopate in 396-397. When he later served as bishop of a contentious diocese like Hippo, dealing with the Donatists on the one hand and having to preside over petty disputes on the other, going off to the desert like St. Anthony was an impossibility. Before had to leave this community to assume his duties as bishop of Hippo, though, he formed a group of priests into a community taking monastic vows.[3]
Another aristocrat whose imagination was captivated by the desert ascetics was Sulpicius Severus (363-425), author of the Vita Sancti Martinii. While admiring the desert ascetics, he nevertheless saw his task as a much bigger one: to make the hectic and turbulent life of a missionary bishop like St. Martin look like, and even surpass, the greatest ascetic achievements of the Egyptian desert dwellers. He parallels in this sense Leontius of Pontus’ work in presenting St. John the Almsgiver as the ideal bishop-ascetic. For Sulpicius Severus, St. Martin surpassed all the desert ascetics because he achieved the heights of spiritual experience as a missionary bishop, living out the vita passiva in the midst of the vita activa.[4]
One way that Sulpicius Severus attempts to bring attention to Martin’s desire for the vita contemplativa is to emphasize his deep desire for the “life of a hermit” at the age of twelve, even as his father had planned a military career for him from his youth.[5] Severus thus paints a picture of a young man who enters military service “not voluntarily” (non tamen spontem), desiring instead the “service of God.” By giving us a picture of a man drawn to the eremitic life from the time of his youth, Severus makes clear his preference for the vita contemplativa, and he will make the case for St. Martin’s superiority over other ascetics in the manner in which he kept an active life and yet was able to undertake ascetic labors up and beyond those of the Egyptian monks. But Severus then presents St. Martin’s missionary labor is presented as an ascetic feat in itself. [6]
While military service appeared to foil Martin’s desire for monastic life, it was precisely in this service where he had a crucial experience that virtually identified him as one having a close connection to the poverty of Christ: a vision of Christ with part of the cloak Martin gave to a naked beggar. Severus represents St. Martin’s act of giving the beggar half his cloak as a service done to Christ:
In the following night, when Martin had resigned himself to sleep, he had a vision of Christ arrayed in that part of his cloak with which he had clothed the poor man. He contemplated the Lord with the greatest attention, and was told to own as his the robe which he had given. Ere long, he heard Jesus saying with a clear voice to the multitude of angels standing round - "Martin, who is still but a catechumen, clothed me with this robe." The Lord, truly mindful of his own words (who had said when on earth - "Inasmuch as ye have done these things to one of the least of these, ye have done them unto me"), declared that he himself had been clothed in that poor man; and to confirm the testimony he bore to so good a deed, he condescended to show him himself in that very dress which the poor man had received.[7]
                                                                        
The charitable act of giving a cold beggar half of his cloak becomes an instance of Martin’s identification with the poverty of Christ. Such a move which forms the basis of all Christian ascetic activity: the stripping away of worldly riches and honor in favor of Christ. Severus makes a direct parallel with the act of the incarnation: just as Christ condescended to put on the cloak of humanity, so he also puts on the garb of poverty, so that St. Martin can be shown to be a disciple of Christ in poverty.
For Severus, his hero exemplified the ascetic ideal primarily in his missionary work, in the toil and labor of episcopal life. His choice of life would present him with struggles that would test his resolve.  Severus starkly shows his subject’s ascetic sanctity by introducing a conflict with the devil almost at the very beginning of St. Martin’s ministry. The devil, appearing to him as a man, asks him where he is going, to which St. Martin replies that he would go “wherever the Lord commands him.” At this the devil replies “Wherever you go, and whatever you do, the devil will resist you.” The devil then flees at his response, which quotes the Psalms: “The Lord is my helper; I will not fear what man can do to me.”[8] The devil takes an interest in the ascetic struggler for the purpose of derailing his holy resolve, and thus struggle with the devil is very much a part of the hagiographic genre, as we have seen in the vitae of St. Anthony and St. Pachomius. This is especially the case with those works dealing with monastic and ascetic lives. The saint is also a warrior, God’s warrior, who takes up self-denial and prayer as his chief weapons. The fact that the devil tries to foil his intentions shows him to be a serious participant in the ascetic life, as serious as that of the desert ascetics.
As I have already noted, from a young age, St. Martin is said to have desired the life of a hermit:
Now when he was ten years of age, against the wishes of his parents he fled to church, asking to be made a catechumen. Afterwards, in a wonderful manner being completely devoted to the work of God, when he was twelve years of age, he desired to become a hermit; and he would have taken all the vows if his youthful years had not been a barrier. For his soul was always attentive to matters of the monastery or the church, having meditated on those things in his youth which he would later give his complete devotion.[9]

The beginning of the narrative leaves no room for doubt about the nature of the vocation that the young St. Martin would follow. The question is, of course, what direction it would take. Would he, after his forced military service, retire to a monastery, or would he take the vows of a hermit? Severus gives us an astounding answer to this question.[10] Martin would opt for neither the coenobitic or the eremitic life but  would instead forge a third way: a missionary, who also practices, with excellence, the way of poverty and ascetic meditation. Practicing what might be considered the “active life” of a missionary bishop, Martin nonetheless desires and achieves the solitude of the monastery. The earlier drive for an ascetic life comes through in sharp relief, almost to the point where Severus needs to emphasize this point in chapter ten with an account of St. Martin’s way of life. He exercises his duties of a bishop, but without “abandoning the purpose and virtue of a monk.” As Severus notes that the monastery lies within two miles of the church, its near inaccessibility highlights the ascetic impulse of the solitary that pervades Martin’s seemingly more active vocation.
             And yet Martin’s missionary life can be an exercise in ascetic virtue in itself, in that the act of saving souls puts him in conflict with dark forces, both this-worldly and otherworldly, that would oppose him. But Martin’s main achievement, for Severus, is that he performed these great ascetic feats as a man in the world:
[I]n comparison with the hermits [of Egypt]…[Martin] was unfairly handicapped. For when they performed those undoubtedly marvelous feats we hear of, they are free from all entanglements and have only heaven and the angels to look on. Martin, on the other hand, moved among crowds and in the haunts of men, amidst quarrelling clergy and raging bishops, and harassed by almost daily scandals on every side. Nevertheless, he stood unmoved amidst all of these things upon a foundation of unshakable spiritual power and worked wonders unequalled even by those dweller s in the desert of our own days and other days…And even if their achievements had been equal to his, would any judge be so unjust as not to see good reason for holding that Martin was the mightier?[11]

Severus makes clear that while his Martin does not fit the conventional picture of an Egyptian ascetic struggler, he nevertheless surpasses his models in that he undertakes his ascetic struggle in the midst of “quarreling clergy and raging bishops,” and also amidst pagans in his efforts to convert them.
Sulpicius Severus’  Martin, along with Leontius of Pontus’ John the Almsgiver, gives us an example of what we might call the “worldly ascetic,” a struggler who brings the fight against demons to the world. He is not necessarily an “urban” ascetic, but his life (or Sulpicius Severus’ reconstruction of it) does raise some important questions about how an active life can experience the blessings and benefits of a contemplative life. More importantly, it raises the question of how living out such an active life can be evidence of a deeper spiritual struggle. This relates in a direct way to the urban ascetic, since such a person will be eager to live out the life of spiritual struggle as he engages in the works of service in the world. In many respects, this is precisely the dilemma that Pope Gregory the Great faces, but as a diocesan bishop of a large city in crisis, he, like his fellow bishop John the Almsgiver, takes it into new directions by living out that dilemma in the midst of a noisy and at times violent city.
Pope  Gregory I (ca. 540-604) was a bishop of a decaying city. A man who at once advocated flight from the world and at the same time was caught up in the turbulence and violence of late antique Rome, he was, as historian Carol Straw puts it, a man who had mastered that paradoxical Christian condition of being “in the world but not of it.”[12] What occasioned the writing of the Dialogues is, according to Straw, a “hunger of Christians for communion with the holy.”[13] Reconciling polarities, and living with paradoxical situations, are central to St. Gregory’s project: a hunger for the holy, and a desire to transcend the spiritual and moral decay surrounding him and meet God. In relation to this quintessential desire in Gregory’s work, Straw identifies a key element in the Dialogues when she states that Gregory “came to view the world as clearly divided into realms of purity and impurity: the righteous of the world were forced to live among the reprobate, like Job becoming the ‘brother of dragons and the friend of ostriches.’”[14] This is what makes St. Gregory’s Dialogues so relevant to the present question of urban asceticism, because the whole matter of how ascetic impulses are channeled into urban situations lies in this tension in the life of spiritual struggle in the midst of spiritual blight. St. Gregory witnessed the political and cultural decay of Old Rome under its new Gothic masters, and tried to hold its religious culture together as best he could. Gregory’s experience with the problems of attaining sanctity in the context of a decaying city, I think, makes him a suitable and appropriate study in the history of urban asceticism.
St. Gregory underlines the central concern that he has as a bishop, which he identifies as a lack of the “spiritual repose” he enjoyed as a monk.[15] It is here that an ironic twist is noticeable, because in many ways, St. Gregory’s life and ministry would in some ways connect him more closely to the essence of the ascetic struggler of the first centuries of Egyptian monasticism. We saw how St. Anthony would take up the challenge of going to the desert in order to engage in “spiritual combat” (askesis). For St. Gregory, the key would be to draw out, in his own day, in and around the city of Rome, examples of holy hermits, monks and bishops who, in the midst of turbulent times, would attain great sanctity. The Church, and particularly its sacraments and its priestly and episcopal orders, would be central in his search for ascetic labor and sanctity.
St. Gregory emphasizes the centrality of the episcopal orders as springs of ascetic sanctity by the second dialogue, where he showcases the lives of St. Paulinus of Nola and St. Pope John I. St. Paulinus is a man “more outstanding than many of the holy men” of which he had been speaking up to this point. What makes him stand out so much in St. Gregory’s mind? A man who had been prominent in consular affairs before leaving the world to pursue ascetic labors in the 380’s, he was forcibly made a presbyter, and then bishop of Nola, being called out of his ascetic retreat.[16] Or was he?
 

 Holy Ghost dictates chant to Pope St Gregory the Great
 St. Gregory’s account jumps right into the midst of St. Paulinus’ episcopate, during the turmoil of the Vandal invasions in 455. The Vandals had taken much of the citizenry of central and northern Italy to Africa to be sold as slaves, and St. Paulinus, in an effort to raise ransom money, sells church furnishings, until he is left with nothing. In response to a woman’s plea for a ransom for her son, St. Paulinus provides himself, to be passed off as the woman’s slave, in exchange for her son. St. Gregory, interestingly enough, does not begin his relation of St. Paulinus’ life with his earlier ascetic labors as a monk, but begins here, introducing us to him as a full-fledged bishop, offering himself as a slave so that he could lead “a great multitude back to freedom, imitating Christ, who had taken the nature of a slave to rescue us from being the slaves of sin.”[17] This, for St. Gregory, makes St. Paulinus a greater ascetic struggler than many desert ascetics, in that he, in imitation of Christ, lowers himself to be a slave. St. Gregory achieves a rhetorical sleight of hand, since St. Paulinus, now a bishop, laboring in the midst of a decaying and embattled city, achieves the highest rank of any martyr or ascetic struggler, and that without having been martyred or going out to the desert to confront demons, like St. Anthony. And St. Gregory has even this dimension of ascetic struggle covered in the life of Bishop Datius of Milan.
While Gregory displaces Paulinus’ ascetic feats from his time as a monk and instead highlights his ascetic self-negation as a bishop, Gregory presents St. Datius as a model ascetic warrior who wrestles with the Devil himself. Finding a suitable house in which to take residence for his short stay, he chose one which was rumored to be “possessed by the devil.” His response to this is in keeping with the attitude that many an ascetic laborer has had since St. Anthony. St. Gregory records him taking a defiant stance, stating that the house being haunted was “all the more reason for us to take up our residence there, since the evil spirit haunts it and drives all human occupants away.”[18] St. Datius becomes, in St. Gregory’s hands, the model ascetic warrior, the spiritual man of war who contends with evil forces, taking the fight to the devil himself, just as St. Anthony did in his struggles in the desert, making the desert “a garden of paradise.” For St. Datius, as for St. Anthony, the presence of the devil in a particular place or location was an invitation to fight, a welcome confrontation with the forces of evil. Just as St. Anthony would venture into the desolate places of the Nitrian desert to confront demons, so St. Datius would enter a house possessed of the devil in order to engage in spiritual combat. The contest, as St. Gregory’s account describes it, is almost reminiscent of the encounters Anthony would have in the tomb. He is awakened by the demonic activity (in this case, the sounds of sheep, lions, squealing pigs and mice), but rather than being frightened away, he engages the spirits, in a sense laughing at them on account of the fact that the devil, once trying to imitate God and dethrone him, now is reduced to imitating beasts: “You are the one who said, ‘I will ascend above the height of the clouds, I will be like the Most High.’ Because of your pride you have become like a pig and a mouse. Because you basely wished to imitate God, you find yourself now imitating animals as you deserve.”[19] These echoes of the old desert ascetics resound quite forcefully here, but this time, it is a bishop who comes into the devil’s domain, taking the fight to him, and beating him at every turn through divine power.[20]
One way in which St. Gregory tries to parallel the sanctity of these urban bishops with monastic saints like St. Benedict is in the account of St. Sabinus, Bishop of Canosa, and the poisoned wine incident. He discerns that the wine he is served is poisoned, in this case by his archdeacon who has ambitions to succeed him in the episcopate. Like St. Paul, he drinks from the cup knowing full well that it is poisoned, and before he drinks, he passes the solemn sentence: the archdeacon who attempted to poison him will not become a bishop. As he drank the poisoned wine, the poison “had passed from the bishop’s lips into the archdeacon’s body,” and he, rather than St. Sabinus, died instantly.[21] With this story, St. Gregory highlights the authority of the bishop in this age of anxiety and change, by displaying it with “signs and wonders,” but also as a result of his being a “holy man” who “was a model of right living for his followers.”
Another way St. Gregory’s Dialogues converges with the Desert Fathers is articulated through the cultivation of holiness through tests of temptation. Anyone living as a “holy man,” being a “model of right living for his followers,” invites certain tests of true character, and this underlines a concern St. Gregory has about the ability to lead an ascetic life as a bishop when such tests do come. This concern is vividly captured in the story of Bishop Andrew of Fondi, who is described as a “revered man” who “led a most virtuous life and with priestly watchfulness kept himself secure in the stronghold of self-control.”[22] In other words, his practice of “priestly watchfulness” kept him from succumbing to lustful passions, so much so that he retained a holy woman in his episcopal residence. This becomes a cautionary tale against overconfidence in one’s ascetic virtue, for while a bishop laboring in the world can become a model of spiritual struggle, he must also remember that he is not immune from temptations, no matter how experienced he is in holding it back; one misstep could be spiritually fatal. The emphasis on watchfulness for St. Gregory thus underscores a basic principle in the sayings of the Desert Fathers: “As a bodyguard is always standing by to protect the Emperor, so the soul should always be ready to fight the demon of lust.”[23] In the case of the bishop of Fondi, it would take a Jew from Campania to drive that point home to him, and, according to St. Gregory, to the benefit of himself, and the salvation of the Jew.
Along similar lines, the theme of self-control in the face of a passion-filled society is highlighted in what is perhaps the most famous vita in St. Gregory’s Dialogues: St. Benedict of Nurcia. As Gregory comments, while Benedict was “still living in the world, free to enjoy its earthly advantages, he saw how barren it was with its attractions and turned from it without regret.”[24] He is a man who is raised in a wealthy and distinguished family in Nurcia, is sent to Rome for his education but, seeing the depravity to which his fellow students fall, he abandons them and goes “into solitude.”[25] It is here that he performs his first miracle: the broken tray incident, where a young St. Benedict, having gone into solitude accompanied by his nurse (who had broken a tray that she borrowed, and quite distressed over it) prays over the shattered tray and it miraculously mends together “without even a scratch.” As news of this miracle spreads, he gains the admiration of many, the tray becoming a kind of relic. St. Benedict, however, prefers to “suffer ill-treatment from the world rather than enjoy its praises,” thinking it far more beneficial to labor “for God, not to be honored by the applause of men.”[26] We get the sense here that Gregory does not want it any other way, in his effort to connect with the broader ascetic tradition. Benedict, though not necessarily an urban ascetic, nonetheless instructs him on how to maintain self-control in the face of intense chaos, whether it come by persecutors, demons, or barbarians. What is most significant to St. Gregory is not his miracles (though he includes a good number of them), but his ascetic feats: staying in his cave in Subiaco, and dealing with the lustful temptations by thrusting himself, naked, into a thick patch of nettles. The meaning of his life, for St. Gregory, is summed up in the fact that St. Benedict “lived ‘with himself’ because at all times he kept such close watch over his life and actions.” It is precisely his ability to search “continually into his own soul” and always beholding “himself in the presence of his Creator,” to the point of keeping “his mind from straying off to the world outside” that is so attractive to St. Gregory, giving him hope to do the same.[27] This emphasis on watchfulness is illustrative of the importance that St. Gregory places on the ascetic life, as well as how he sees his own ministry as bishop of a decaying city in uncertain times: a labor for God which is filled with struggle, with little respite.
Yet how can a bishop like him, having to contend with the world, keep his “mind from straying off to the world outside?” Again, St. Benedict offers inspiration. St. Benedict suffers to some extent from the malicious intentions of others, and he meets these challenges with an ascetic calm that Gregory covets. This desire for self-control in less-than-peaceful times comes to the fore in his discussion about the two ways in which someone can be “carried out of” themselves: either falling beneath oneself through sins of thought, or rising above oneself through “the grace of contemplation.” He continues:
He who fed the swine fell below himself because of the waywardness of his soul, and his impure life. The Apostle Peter, when the angel set him free from his chains, was also out of himself and raised to a state of ecstasy, but he was above himself. When both of them came to themselves again, the former left behind his evil ways in order to be united to his heart, whereas the latter returned from the former heights of contemplation.[28]

In this small passage, Gregory lays down a very contemplative principle key to any Christian ascetic life: rising above yourself to the contemplation of God. How does St. Benedict do it, and more importantly, how does his example provide St. Gregory with the key to the very question that vexes him at the beginning of the Dialogues: the recapturing of spiritual repose?[29]
 Gregory offers the answer: “…the saintly Benedict really lived ‘with himself’ out in that lonely wilderness by always keeping his thoughts recollected. Yet he must have left his own self far below each time he was drawn heavenward in fervent contemplation.”[30] Here we hear the strong echoes of the desert ascetics, of spiritual solitaries seeking, against all attacks of demons, visions and enemies spiritual and physical, to “recollect” themselves: in short, to fight demons and to find God. For a bishop like Gregory, this offers inspiration to live a life of inward contemplation and stillness, while living an active outward life.
What ties these narratives together is their single-minded focus on the maintenance of ascetic peace in the midst of a decaying and tumultuous civilization, a means of transmuting the ascetic literature from Egypt and Palestine (especially the Life of St. Anthony) into a specifically Latin form of spirituality, based on discipline and an ordered life. These are the main sources that influenced the course of Latin spirituality and that gave it its distinctive features. The Latin penchant for ordering and systematizing would find its greatest achievement, in the realm of spirituality, in these texts written in an age of crisis, by individuals who sought an ordered spiritual life in the midst of a chaotic, disordered world. Through these vitae, the ascetic tradition would pass into the Latin world in a unique way, but the tensions are the same: finding spiritual struggle within the context of the flurry of city life.[31]


1 Augustinus Confesiones (Knoll, 1898), Cap. VIII.
[2] Peter Brown explains how the ascetic tradition, settling down into a “humdrum movement” in Syria and the east, nonetheless spoke in a “melodramatic manner” in the west to “the disquiets of an entire Christian upper class.” He continues: “The saeculum, the “world”-seen very much in terms of their own upper-class culture and their own vast wealth-stood condemned by the lives of these distant, miraculously authentic, Christians. Upper-class Christians, women quite as much as men, became avid readers of monastic literature produced, in the first place, in Egypt. Seldom had codices containing the history of obscure foreigners provoked such moral landslides in the lives of influential Romans. The Life of Anthony appeared immediately after the great hermit’s death in 356. It was ascribed to none other than Athanasius of Alexandria. It was soon available in a Latin translation. In 386, an imperial official from Gaul met Augustine (the future bishop of Hippo) who was, at that time, a teacher of classical rhetoric in Milan.” Peter Brown, The Rise of Western Christendom: Triumph and Diversity, A.D. 200-1000 (Second Edition) Oxford: Blackwell Publishing, 2006 p. 82 Cf. Henry Chadwick, The Early Church (The Pelican History of the Church) (Middlesex: Penguin Books, 1967), 180-183.
[3] Possidius, Sancti Augustini Vita Scripta a Possidio Episcopo (ed. with notes by H.T. Weiskotten) (Princeton, 1919) Cap. V Peter Brown makes the observation that as bishop, St. Augustine “would envy the monks their regular life of prayer, reading and manual labor.” Peter Brown, Augustine of Hippo: A Biography. (Berkeley and Los Angeles: University of California Press. 2000) pp. 136ff and  The Rise of Western Christendom: Triumph and Diversity, A.D. 200-1000 (Second Edition) (Oxford: Blackwell Publishing, 2006).
[4] Sulpicius Severus, Dialogi. (Scriptores ecclesiastici quinti saeculi). (Galland Biblioth. Vett. Patr. Tom. VIII Anno Domini CCCCIII). Professor Ken Wolf in fact sees this as an instance where the vita passiva is extolled over the vita activa, even as the latter is praised. My own take on this relationship is a little more subtle, in that many times the lines between the two get blurred when applied to an urban ascetic. Professor Wolf does admit that for urban saints like Raymond of Piacenza, some aspects of the vita passiva had to be part of his ministry, but this, I think, begs the question. Every kind of Christian sanctity has as its end the eternal contemplative state, to the degree that the vita activa is seen as a preparation for the vita passiva. While the latter is certainly deemed more excellent than the former, both are deemed necessary to writers like Sulpicius Severus.
[5] Vita Beati Martinii, Cap.2
[6] Clare Stancliffe brings out the apologetic nature of Severus’ Vita when she points out that he had two different audiences in mind: those bishops who were suspicious of ascetic exercises on the one hand (noting the case of Priscillian the bishop, who was condemned as a heretic for certain ascetic teachings) and those who were of Jerome’s opinion that Martin was not “ascetic enough.” See St. Martin and His Hagiographer: History and Miracle in Sulpicius Severus. (Oxford Historical Monographs) (New York: Clarendon Press, Oxford University Press, 1983).
[7] Vita Beati Martinii, Cap. III. Above translation taken from Alexander Roberts’ translation in A Select Library of Nicene and Post-Nicene Fathers of the Christian Church, Volume 11 (New York, 1894).
[8] Ibid., Cap. VI. Encounters with the devil in the hagiographical sources are a sign of the legitimate calling of the ascetic, given the fact that he, like Jesus, is tested in this conflict. See David Brakke, Demons and the Making of a Monk: Spiritual Combat in Early Christianity. (Cambridge, MA: Harvard University Press) 2006, pp, 5ff
[9] Sulpicius Severus, “De vita beati Martini Liber Unus”, Scriptores Ecclesiastici Quinti Saeculi. (Paris: Galland Bibliotech Vetteris Patris), tomus VIII.
[10] Ibid., Cap. X.
[11] Severus, Dialogues 24 quoted in K. Wolf, The Poverty of Riches: St. Francis of Assisi Reconsidered (Oxford: Oxford University Press, 2003), 55
[12] Carol Straw, Gregory the Great: Perfection in Imperfection. (Berkeley: University of California Press, 1988), 65-66.
[13] Ibid., 67. Carol Straw notes, that in much of the scholarship up to the 1980’s, the Dialogues was regarded, especially by J.M. Wallis-Hadrill, as “the joker in Gregory’s pack.” She goes on to quote him in this vein: “What are we to make of them in the grand company of the Moralia, the Homilies, the Regula pastoralis, and the Register?” Straw notes the difficulty represents in the Gregorian canon of writings, especially the Moralia, where miracles are viewed as “historically necessary to nourish the faith of early Christians, or convert those hard of heart,” but these dramatic displays of divine power are “no longer essential,” thus allowing Gregory to emphasize the value of charity and good deeds, which should “kindle hearts with heavenly love.” But the beginning of the Dialogues gives us a clue to Gregory’s central concern. Answering Peter’s lament that the world was bereft of living saints, Gregory replies that even if miracles are wanting, the world was still abounding in people with great virtue. “The Dialogues present continually a distinction between external and internal virtues, as Gregory strives to lead his audience inward Chastity and abstinence are external signs just as those more wondrous feats, such as suspending a stone in mid-air or multiplying loaves of bread. Both kinds of deeds are external phenomena set in contrast to internal charity. Though charity is what really matters, sometimes the full strength of this virtue remains hidden in this life simply because others lack the spiritual discernment to see it. The virtue of a saint may appear only after death, when his relics proclaim his happiness in heaven.” 67-68. Cf. J.M. Wallis-Hadrill, “Memoirs of Fellows and Corresponding Fellows,” in Speculum 61 (1986): 769 and Sofia Boesch Gajano, “Dilivelli culturali e mediazioni ecclesiastiche nei Dialogi di Gregorio Magno,” Quaderni storici 14 (1979): 398-415 Reconciling polarities, and living with paradoxical situations, is central to Gregory’s project.  See Bernard McGinn’s review of  Professor Straw’s book in The Journal of Religion, vol. 73, no. 2 (April 1983), 250.
[14] Ibid., 4. Cf. R.A. Markus, “Gregory the Great’s Europe,” in Royal Historical Society, Fifth Series, Vol. 31 (1981) 21-36.
[15]Gregory the Great, “Dialogi,” Patrologiae cursus completus: series Latina. Sive, Bibliotheca universalis, integra, uniformis, commoda, oeconomica, omnium SS. patrum, doctorum scriptorumque ecclesiasticorum qui ab aevo apostolico ad usque Innocentii III tempora floruerunt. Ed. J.-P. Migne, 22 vols. (Paris: Exudebat Migne, , etc. 1844-1902), Cap. I.

[16] Dennis Trout, in David Brakke’s review article, Church History, vol. 71no. 1 (March 2002), 170-171.
[17] “De Paulinus Nolanae,” P.G. Migne, Patrologia Latina, vol. 77. See St. Gregory the Great, Dialogues (trans. Odo John Zimmermann, OSB) (The Fathers of the Church Series), (Washington, D.C.: Catholic University of America Press 1959), vol. 39, 114.
[18] “Dialogi,” Caput IV:285, in Patrologia Latina (hereafter PL).
[19] Ibid., Caput IV: 285.
[20] Brown, The Rise of Western Christendom, 190ff.
[21] Dialogi ,liber III, Caput 5.

[22]Ibid., liber tertius, cap. VII: Hic namque venerabilis vir cum vitam multis plenam virtutibus duceret, seque sub sacerdotali custodia in continentiae arce custodiret. Cf. Prologus, Regula Sancti Benedicti, 45: “Constituenda est ergo nobis dominici schola servitii.”
[23] Desert Fathers, “On Lust,”  36
[24] Dialogi, Liber II, Prologomenum. 
[25] Ibid., Cap. 1.
[26] Ibid.
[27] Ibid., Cap 3: Hunc ergo venerabilem virum secum habitasse dixerim, quia in sua semper custodia circumspectus, ante oculos Conditoris se semper aspiciens, se semper examinans, extra se mentis suae oculum non divulgavit.
[28] Ibid.
[29] Ibid., 4.
[30] Ibid., 64.
[31] Therefore, a hagiographical-literary reading of these hagiographic sources still carry the day. In saying this, of course, I do not negate the value of a more historical-sociological reading, since these Latin vitae give us very specific Latin views of sanctity, with bishops taking a prominent role, but the cloth they are cutting from is the same cloth that produced the desert and urban ascetics of Egypt and Palestine. Latin Christendom would cut from this cloth, and its hagiographers would make the tropes of ascetic sanctity their own.