Thursday, September 30, 2010

The "Desert" and the Latin West: Sulpicius Severus' Life of St. Martin and St. Gregory the Great's Dialogues


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While monastic establishments were proliferating in the deserts of Egypt and Palestine, ultimately gaining ground in the urban centers of Caesarea and Constantinople, the western half of the empire was struggling to survive. The order that Constantine had established in the early fourth century began to unravel. The Goths, once effectively held at bay beyond the Danube, were continually pressuring the borders and would reach Rome in 410 A.D. The wave of invasions would continue, until the successful overthrow of the Emperor Romulus Augustulus by Odoacer in 476. The fall of the western half of the empire would inspire a hagiography and a series of narratives having as their main focus the maintenance of ascetic peace in the midst of turmoil, as Roman civilization and its order collapsed. How can one practice the ascetic discipline of the desert, while tending to the responsibilities of missionary work, or overseeing the spiritual needs of those who are struggling under the pressures of life in a decaying city?
In the Greek half of the empire, the ascetic impulse in the fourth century had taken hold to such an extent that it almost became a rival to the institutional church. The Synod of Gangra in 340 made it an offense worthy of anathema to teach that marriage is to be condemned (Canon 1), or that the churches are to be “despised” in favor of the monastic cell (Canon 5). These abuses the Synod had to address bring to sharp relief the influence of the ascetic tradition.  However, in the Latin West, these stories of heroic ascetic feats were motivating intellectuals and aristocrats who had seen the gradual and immensely difficult Christianization of the empire to imitate these desert dwellers. By the late 4th century, a young intellectual like St. Augustine (354-430) would be fired by such stories like that of St. Anthony. Merely reading the Life of St. Anthony could inspire the embrace of a life of poverty and ascetic discipline, as we see in Augustine’s Confessions in a passage that sheds light on an ascetic impulse typical of many Christian Roman aristocrats and intellectuals:

In their wanderings they came upon a certain house, where there lived some of your servants who are poor in spirit, for of such is the kingdom of God. There they came upon a book where was written the life of Antony, and one of them began to read it, and he was amazed and was set ablaze, and in the midst of his reading was contemplating taking up such a life and leave his secular post in order to serve you. For they were agents of that (imperial department) which they call the “special branch.” He then was filled with holy love and sobering shame. Angry with himself, he turned his eyes towards his friends and said to them, “Tell me, what all of these labors of ours are achieving? What are we after? For what cause are we laboring for the state? Can we hope for any higher office in the palace than to be friends with the emperor? And while there, what is not fragile and full of danger? And how many dangers must we risk in order to come to even greater dangers? And when will we get there? But if I want to be a friend of God, I can be that now.” He said this, and feeling the birth pangs of the new life his eyes returned to the page. And as he was reading he was being changed inwardly, where you can see, and, as was evident, his mind rid itself of the world. For when he read and pondered over the afflictions of his heart, at times he was angry with himself., and said to his friend, “I now make a break with from our earthly hopes, , and will now serve God at this time and place. If it troubles you too much to follow my example, let no one oppose me.” His friend replied that he would join himself to him in such great rewards for such a great service. And both men, now yours, O Lord, were building their own tower at suitable cost, forsaking all to follow you. Then Ponticianus and his companion who were walking with them who were looking for them through the other parts of the garden, came to the same place, and finding them, counseled that they should return home, for much of the day had already faded. Instead, they declared their resolution and purpose, and how they were firm and resolved in it. They begged them that if they refuse to join them, not to give them trouble. Ponticianus and his friend, however, did not change from their former service, yet they told us that they wept for themselves. They devoutly congratulated them and commended themselves to their prayers, and dragging their hearts on the ground they went back to the palace. The others, however, fixing their hearts towards heaven, stayed in the house. Both had wives who, having heard this, also dedicated their virginity to you.[1]

The life of a desert ascetic from Egypt brought to light the futility of their aristocratic lives and imperial ambitions. Finding only perils and toil in trying to be the emperor’s “friends,” they found that it was of greater and more immediate benefit to be the socii Dei, God’s friends. The last part of this long passage draws in sharp relief the result of the two sets of friends’ choices: those who chose to remain in the service of the palace returned “with hearts dragging on the ground,” whereas the others, who had chosen to follow the example of St. Anthony, remained with “hearts fixed towards heaven.”[2] Likewise, the life of St. Anthony would so captivate St. Augustine’s heart and mind that he too would long for such a life. During the years of his priesthood, he established the “garden monastery,” composed of companions such as Alypius. This would be his monastic retreat within the hectic world of the parish, which was about to get even more hectic when he was ordained to the episcopate in 396-397. When he later served as bishop of a contentious diocese like Hippo, dealing with the Donatists on the one hand and having to preside over petty disputes on the other, going off to the desert like St. Anthony was an impossibility. Before had to leave this community to assume his duties as bishop of Hippo, though, he formed a group of priests into a community taking monastic vows.[3]
Another aristocrat whose imagination was captivated by the desert ascetics was Sulpicius Severus (363-425), author of the Vita Sancti Martinii. While admiring the desert ascetics, he nevertheless saw his task as a much bigger one: to make the hectic and turbulent life of a missionary bishop like St. Martin look like, and even surpass, the greatest ascetic achievements of the Egyptian desert dwellers. He parallels in this sense Leontius of Pontus’ work in presenting St. John the Almsgiver as the ideal bishop-ascetic. For Sulpicius Severus, St. Martin surpassed all the desert ascetics because he achieved the heights of spiritual experience as a missionary bishop, living out the vita passiva in the midst of the vita activa.[4]
One way that Sulpicius Severus attempts to bring attention to Martin’s desire for the vita contemplativa is to emphasize his deep desire for the “life of a hermit” at the age of twelve, even as his father had planned a military career for him from his youth.[5] Severus thus paints a picture of a young man who enters military service “not voluntarily” (non tamen spontem), desiring instead the “service of God.” By giving us a picture of a man drawn to the eremitic life from the time of his youth, Severus makes clear his preference for the vita contemplativa, and he will make the case for St. Martin’s superiority over other ascetics in the manner in which he kept an active life and yet was able to undertake ascetic labors up and beyond those of the Egyptian monks. But Severus then presents St. Martin’s missionary labor is presented as an ascetic feat in itself. [6]
While military service appeared to foil Martin’s desire for monastic life, it was precisely in this service where he had a crucial experience that virtually identified him as one having a close connection to the poverty of Christ: a vision of Christ with part of the cloak Martin gave to a naked beggar. Severus represents St. Martin’s act of giving the beggar half his cloak as a service done to Christ:
In the following night, when Martin had resigned himself to sleep, he had a vision of Christ arrayed in that part of his cloak with which he had clothed the poor man. He contemplated the Lord with the greatest attention, and was told to own as his the robe which he had given. Ere long, he heard Jesus saying with a clear voice to the multitude of angels standing round - "Martin, who is still but a catechumen, clothed me with this robe." The Lord, truly mindful of his own words (who had said when on earth - "Inasmuch as ye have done these things to one of the least of these, ye have done them unto me"), declared that he himself had been clothed in that poor man; and to confirm the testimony he bore to so good a deed, he condescended to show him himself in that very dress which the poor man had received.[7]
                                                                        
The charitable act of giving a cold beggar half of his cloak becomes an instance of Martin’s identification with the poverty of Christ. Such a move which forms the basis of all Christian ascetic activity: the stripping away of worldly riches and honor in favor of Christ. Severus makes a direct parallel with the act of the incarnation: just as Christ condescended to put on the cloak of humanity, so he also puts on the garb of poverty, so that St. Martin can be shown to be a disciple of Christ in poverty.
For Severus, his hero exemplified the ascetic ideal primarily in his missionary work, in the toil and labor of episcopal life. His choice of life would present him with struggles that would test his resolve.  Severus starkly shows his subject’s ascetic sanctity by introducing a conflict with the devil almost at the very beginning of St. Martin’s ministry. The devil, appearing to him as a man, asks him where he is going, to which St. Martin replies that he would go “wherever the Lord commands him.” At this the devil replies “Wherever you go, and whatever you do, the devil will resist you.” The devil then flees at his response, which quotes the Psalms: “The Lord is my helper; I will not fear what man can do to me.”[8] The devil takes an interest in the ascetic struggler for the purpose of derailing his holy resolve, and thus struggle with the devil is very much a part of the hagiographic genre, as we have seen in the vitae of St. Anthony and St. Pachomius. This is especially the case with those works dealing with monastic and ascetic lives. The saint is also a warrior, God’s warrior, who takes up self-denial and prayer as his chief weapons. The fact that the devil tries to foil his intentions shows him to be a serious participant in the ascetic life, as serious as that of the desert ascetics.
As I have already noted, from a young age, St. Martin is said to have desired the life of a hermit:
Now when he was ten years of age, against the wishes of his parents he fled to church, asking to be made a catechumen. Afterwards, in a wonderful manner being completely devoted to the work of God, when he was twelve years of age, he desired to become a hermit; and he would have taken all the vows if his youthful years had not been a barrier. For his soul was always attentive to matters of the monastery or the church, having meditated on those things in his youth which he would later give his complete devotion.[9]

The beginning of the narrative leaves no room for doubt about the nature of the vocation that the young St. Martin would follow. The question is, of course, what direction it would take. Would he, after his forced military service, retire to a monastery, or would he take the vows of a hermit? Severus gives us an astounding answer to this question.[10] Martin would opt for neither the coenobitic or the eremitic life but  would instead forge a third way: a missionary, who also practices, with excellence, the way of poverty and ascetic meditation. Practicing what might be considered the “active life” of a missionary bishop, Martin nonetheless desires and achieves the solitude of the monastery. The earlier drive for an ascetic life comes through in sharp relief, almost to the point where Severus needs to emphasize this point in chapter ten with an account of St. Martin’s way of life. He exercises his duties of a bishop, but without “abandoning the purpose and virtue of a monk.” As Severus notes that the monastery lies within two miles of the church, its near inaccessibility highlights the ascetic impulse of the solitary that pervades Martin’s seemingly more active vocation.
             And yet Martin’s missionary life can be an exercise in ascetic virtue in itself, in that the act of saving souls puts him in conflict with dark forces, both this-worldly and otherworldly, that would oppose him. But Martin’s main achievement, for Severus, is that he performed these great ascetic feats as a man in the world:
[I]n comparison with the hermits [of Egypt]…[Martin] was unfairly handicapped. For when they performed those undoubtedly marvelous feats we hear of, they are free from all entanglements and have only heaven and the angels to look on. Martin, on the other hand, moved among crowds and in the haunts of men, amidst quarrelling clergy and raging bishops, and harassed by almost daily scandals on every side. Nevertheless, he stood unmoved amidst all of these things upon a foundation of unshakable spiritual power and worked wonders unequalled even by those dweller s in the desert of our own days and other days…And even if their achievements had been equal to his, would any judge be so unjust as not to see good reason for holding that Martin was the mightier?[11]

Severus makes clear that while his Martin does not fit the conventional picture of an Egyptian ascetic struggler, he nevertheless surpasses his models in that he undertakes his ascetic struggle in the midst of “quarreling clergy and raging bishops,” and also amidst pagans in his efforts to convert them.
Sulpicius Severus’  Martin, along with Leontius of Pontus’ John the Almsgiver, gives us an example of what we might call the “worldly ascetic,” a struggler who brings the fight against demons to the world. He is not necessarily an “urban” ascetic, but his life (or Sulpicius Severus’ reconstruction of it) does raise some important questions about how an active life can experience the blessings and benefits of a contemplative life. More importantly, it raises the question of how living out such an active life can be evidence of a deeper spiritual struggle. This relates in a direct way to the urban ascetic, since such a person will be eager to live out the life of spiritual struggle as he engages in the works of service in the world. In many respects, this is precisely the dilemma that Pope Gregory the Great faces, but as a diocesan bishop of a large city in crisis, he, like his fellow bishop John the Almsgiver, takes it into new directions by living out that dilemma in the midst of a noisy and at times violent city.
Pope  Gregory I (ca. 540-604) was a bishop of a decaying city. A man who at once advocated flight from the world and at the same time was caught up in the turbulence and violence of late antique Rome, he was, as historian Carol Straw puts it, a man who had mastered that paradoxical Christian condition of being “in the world but not of it.”[12] What occasioned the writing of the Dialogues is, according to Straw, a “hunger of Christians for communion with the holy.”[13] Reconciling polarities, and living with paradoxical situations, are central to St. Gregory’s project: a hunger for the holy, and a desire to transcend the spiritual and moral decay surrounding him and meet God. In relation to this quintessential desire in Gregory’s work, Straw identifies a key element in the Dialogues when she states that Gregory “came to view the world as clearly divided into realms of purity and impurity: the righteous of the world were forced to live among the reprobate, like Job becoming the ‘brother of dragons and the friend of ostriches.’”[14] This is what makes St. Gregory’s Dialogues so relevant to the present question of urban asceticism, because the whole matter of how ascetic impulses are channeled into urban situations lies in this tension in the life of spiritual struggle in the midst of spiritual blight. St. Gregory witnessed the political and cultural decay of Old Rome under its new Gothic masters, and tried to hold its religious culture together as best he could. Gregory’s experience with the problems of attaining sanctity in the context of a decaying city, I think, makes him a suitable and appropriate study in the history of urban asceticism.
St. Gregory underlines the central concern that he has as a bishop, which he identifies as a lack of the “spiritual repose” he enjoyed as a monk.[15] It is here that an ironic twist is noticeable, because in many ways, St. Gregory’s life and ministry would in some ways connect him more closely to the essence of the ascetic struggler of the first centuries of Egyptian monasticism. We saw how St. Anthony would take up the challenge of going to the desert in order to engage in “spiritual combat” (askesis). For St. Gregory, the key would be to draw out, in his own day, in and around the city of Rome, examples of holy hermits, monks and bishops who, in the midst of turbulent times, would attain great sanctity. The Church, and particularly its sacraments and its priestly and episcopal orders, would be central in his search for ascetic labor and sanctity.
St. Gregory emphasizes the centrality of the episcopal orders as springs of ascetic sanctity by the second dialogue, where he showcases the lives of St. Paulinus of Nola and St. Pope John I. St. Paulinus is a man “more outstanding than many of the holy men” of which he had been speaking up to this point. What makes him stand out so much in St. Gregory’s mind? A man who had been prominent in consular affairs before leaving the world to pursue ascetic labors in the 380’s, he was forcibly made a presbyter, and then bishop of Nola, being called out of his ascetic retreat.[16] Or was he?
 

 Holy Ghost dictates chant to Pope St Gregory the Great
 St. Gregory’s account jumps right into the midst of St. Paulinus’ episcopate, during the turmoil of the Vandal invasions in 455. The Vandals had taken much of the citizenry of central and northern Italy to Africa to be sold as slaves, and St. Paulinus, in an effort to raise ransom money, sells church furnishings, until he is left with nothing. In response to a woman’s plea for a ransom for her son, St. Paulinus provides himself, to be passed off as the woman’s slave, in exchange for her son. St. Gregory, interestingly enough, does not begin his relation of St. Paulinus’ life with his earlier ascetic labors as a monk, but begins here, introducing us to him as a full-fledged bishop, offering himself as a slave so that he could lead “a great multitude back to freedom, imitating Christ, who had taken the nature of a slave to rescue us from being the slaves of sin.”[17] This, for St. Gregory, makes St. Paulinus a greater ascetic struggler than many desert ascetics, in that he, in imitation of Christ, lowers himself to be a slave. St. Gregory achieves a rhetorical sleight of hand, since St. Paulinus, now a bishop, laboring in the midst of a decaying and embattled city, achieves the highest rank of any martyr or ascetic struggler, and that without having been martyred or going out to the desert to confront demons, like St. Anthony. And St. Gregory has even this dimension of ascetic struggle covered in the life of Bishop Datius of Milan.
While Gregory displaces Paulinus’ ascetic feats from his time as a monk and instead highlights his ascetic self-negation as a bishop, Gregory presents St. Datius as a model ascetic warrior who wrestles with the Devil himself. Finding a suitable house in which to take residence for his short stay, he chose one which was rumored to be “possessed by the devil.” His response to this is in keeping with the attitude that many an ascetic laborer has had since St. Anthony. St. Gregory records him taking a defiant stance, stating that the house being haunted was “all the more reason for us to take up our residence there, since the evil spirit haunts it and drives all human occupants away.”[18] St. Datius becomes, in St. Gregory’s hands, the model ascetic warrior, the spiritual man of war who contends with evil forces, taking the fight to the devil himself, just as St. Anthony did in his struggles in the desert, making the desert “a garden of paradise.” For St. Datius, as for St. Anthony, the presence of the devil in a particular place or location was an invitation to fight, a welcome confrontation with the forces of evil. Just as St. Anthony would venture into the desolate places of the Nitrian desert to confront demons, so St. Datius would enter a house possessed of the devil in order to engage in spiritual combat. The contest, as St. Gregory’s account describes it, is almost reminiscent of the encounters Anthony would have in the tomb. He is awakened by the demonic activity (in this case, the sounds of sheep, lions, squealing pigs and mice), but rather than being frightened away, he engages the spirits, in a sense laughing at them on account of the fact that the devil, once trying to imitate God and dethrone him, now is reduced to imitating beasts: “You are the one who said, ‘I will ascend above the height of the clouds, I will be like the Most High.’ Because of your pride you have become like a pig and a mouse. Because you basely wished to imitate God, you find yourself now imitating animals as you deserve.”[19] These echoes of the old desert ascetics resound quite forcefully here, but this time, it is a bishop who comes into the devil’s domain, taking the fight to him, and beating him at every turn through divine power.[20]
One way in which St. Gregory tries to parallel the sanctity of these urban bishops with monastic saints like St. Benedict is in the account of St. Sabinus, Bishop of Canosa, and the poisoned wine incident. He discerns that the wine he is served is poisoned, in this case by his archdeacon who has ambitions to succeed him in the episcopate. Like St. Paul, he drinks from the cup knowing full well that it is poisoned, and before he drinks, he passes the solemn sentence: the archdeacon who attempted to poison him will not become a bishop. As he drank the poisoned wine, the poison “had passed from the bishop’s lips into the archdeacon’s body,” and he, rather than St. Sabinus, died instantly.[21] With this story, St. Gregory highlights the authority of the bishop in this age of anxiety and change, by displaying it with “signs and wonders,” but also as a result of his being a “holy man” who “was a model of right living for his followers.”
Another way St. Gregory’s Dialogues converges with the Desert Fathers is articulated through the cultivation of holiness through tests of temptation. Anyone living as a “holy man,” being a “model of right living for his followers,” invites certain tests of true character, and this underlines a concern St. Gregory has about the ability to lead an ascetic life as a bishop when such tests do come. This concern is vividly captured in the story of Bishop Andrew of Fondi, who is described as a “revered man” who “led a most virtuous life and with priestly watchfulness kept himself secure in the stronghold of self-control.”[22] In other words, his practice of “priestly watchfulness” kept him from succumbing to lustful passions, so much so that he retained a holy woman in his episcopal residence. This becomes a cautionary tale against overconfidence in one’s ascetic virtue, for while a bishop laboring in the world can become a model of spiritual struggle, he must also remember that he is not immune from temptations, no matter how experienced he is in holding it back; one misstep could be spiritually fatal. The emphasis on watchfulness for St. Gregory thus underscores a basic principle in the sayings of the Desert Fathers: “As a bodyguard is always standing by to protect the Emperor, so the soul should always be ready to fight the demon of lust.”[23] In the case of the bishop of Fondi, it would take a Jew from Campania to drive that point home to him, and, according to St. Gregory, to the benefit of himself, and the salvation of the Jew.
Along similar lines, the theme of self-control in the face of a passion-filled society is highlighted in what is perhaps the most famous vita in St. Gregory’s Dialogues: St. Benedict of Nurcia. As Gregory comments, while Benedict was “still living in the world, free to enjoy its earthly advantages, he saw how barren it was with its attractions and turned from it without regret.”[24] He is a man who is raised in a wealthy and distinguished family in Nurcia, is sent to Rome for his education but, seeing the depravity to which his fellow students fall, he abandons them and goes “into solitude.”[25] It is here that he performs his first miracle: the broken tray incident, where a young St. Benedict, having gone into solitude accompanied by his nurse (who had broken a tray that she borrowed, and quite distressed over it) prays over the shattered tray and it miraculously mends together “without even a scratch.” As news of this miracle spreads, he gains the admiration of many, the tray becoming a kind of relic. St. Benedict, however, prefers to “suffer ill-treatment from the world rather than enjoy its praises,” thinking it far more beneficial to labor “for God, not to be honored by the applause of men.”[26] We get the sense here that Gregory does not want it any other way, in his effort to connect with the broader ascetic tradition. Benedict, though not necessarily an urban ascetic, nonetheless instructs him on how to maintain self-control in the face of intense chaos, whether it come by persecutors, demons, or barbarians. What is most significant to St. Gregory is not his miracles (though he includes a good number of them), but his ascetic feats: staying in his cave in Subiaco, and dealing with the lustful temptations by thrusting himself, naked, into a thick patch of nettles. The meaning of his life, for St. Gregory, is summed up in the fact that St. Benedict “lived ‘with himself’ because at all times he kept such close watch over his life and actions.” It is precisely his ability to search “continually into his own soul” and always beholding “himself in the presence of his Creator,” to the point of keeping “his mind from straying off to the world outside” that is so attractive to St. Gregory, giving him hope to do the same.[27] This emphasis on watchfulness is illustrative of the importance that St. Gregory places on the ascetic life, as well as how he sees his own ministry as bishop of a decaying city in uncertain times: a labor for God which is filled with struggle, with little respite.
Yet how can a bishop like him, having to contend with the world, keep his “mind from straying off to the world outside?” Again, St. Benedict offers inspiration. St. Benedict suffers to some extent from the malicious intentions of others, and he meets these challenges with an ascetic calm that Gregory covets. This desire for self-control in less-than-peaceful times comes to the fore in his discussion about the two ways in which someone can be “carried out of” themselves: either falling beneath oneself through sins of thought, or rising above oneself through “the grace of contemplation.” He continues:
He who fed the swine fell below himself because of the waywardness of his soul, and his impure life. The Apostle Peter, when the angel set him free from his chains, was also out of himself and raised to a state of ecstasy, but he was above himself. When both of them came to themselves again, the former left behind his evil ways in order to be united to his heart, whereas the latter returned from the former heights of contemplation.[28]

In this small passage, Gregory lays down a very contemplative principle key to any Christian ascetic life: rising above yourself to the contemplation of God. How does St. Benedict do it, and more importantly, how does his example provide St. Gregory with the key to the very question that vexes him at the beginning of the Dialogues: the recapturing of spiritual repose?[29]
 Gregory offers the answer: “…the saintly Benedict really lived ‘with himself’ out in that lonely wilderness by always keeping his thoughts recollected. Yet he must have left his own self far below each time he was drawn heavenward in fervent contemplation.”[30] Here we hear the strong echoes of the desert ascetics, of spiritual solitaries seeking, against all attacks of demons, visions and enemies spiritual and physical, to “recollect” themselves: in short, to fight demons and to find God. For a bishop like Gregory, this offers inspiration to live a life of inward contemplation and stillness, while living an active outward life.
What ties these narratives together is their single-minded focus on the maintenance of ascetic peace in the midst of a decaying and tumultuous civilization, a means of transmuting the ascetic literature from Egypt and Palestine (especially the Life of St. Anthony) into a specifically Latin form of spirituality, based on discipline and an ordered life. These are the main sources that influenced the course of Latin spirituality and that gave it its distinctive features. The Latin penchant for ordering and systematizing would find its greatest achievement, in the realm of spirituality, in these texts written in an age of crisis, by individuals who sought an ordered spiritual life in the midst of a chaotic, disordered world. Through these vitae, the ascetic tradition would pass into the Latin world in a unique way, but the tensions are the same: finding spiritual struggle within the context of the flurry of city life.[31]


1 Augustinus Confesiones (Knoll, 1898), Cap. VIII.
[2] Peter Brown explains how the ascetic tradition, settling down into a “humdrum movement” in Syria and the east, nonetheless spoke in a “melodramatic manner” in the west to “the disquiets of an entire Christian upper class.” He continues: “The saeculum, the “world”-seen very much in terms of their own upper-class culture and their own vast wealth-stood condemned by the lives of these distant, miraculously authentic, Christians. Upper-class Christians, women quite as much as men, became avid readers of monastic literature produced, in the first place, in Egypt. Seldom had codices containing the history of obscure foreigners provoked such moral landslides in the lives of influential Romans. The Life of Anthony appeared immediately after the great hermit’s death in 356. It was ascribed to none other than Athanasius of Alexandria. It was soon available in a Latin translation. In 386, an imperial official from Gaul met Augustine (the future bishop of Hippo) who was, at that time, a teacher of classical rhetoric in Milan.” Peter Brown, The Rise of Western Christendom: Triumph and Diversity, A.D. 200-1000 (Second Edition) Oxford: Blackwell Publishing, 2006 p. 82 Cf. Henry Chadwick, The Early Church (The Pelican History of the Church) (Middlesex: Penguin Books, 1967), 180-183.
[3] Possidius, Sancti Augustini Vita Scripta a Possidio Episcopo (ed. with notes by H.T. Weiskotten) (Princeton, 1919) Cap. V Peter Brown makes the observation that as bishop, St. Augustine “would envy the monks their regular life of prayer, reading and manual labor.” Peter Brown, Augustine of Hippo: A Biography. (Berkeley and Los Angeles: University of California Press. 2000) pp. 136ff and  The Rise of Western Christendom: Triumph and Diversity, A.D. 200-1000 (Second Edition) (Oxford: Blackwell Publishing, 2006).
[4] Sulpicius Severus, Dialogi. (Scriptores ecclesiastici quinti saeculi). (Galland Biblioth. Vett. Patr. Tom. VIII Anno Domini CCCCIII). Professor Ken Wolf in fact sees this as an instance where the vita passiva is extolled over the vita activa, even as the latter is praised. My own take on this relationship is a little more subtle, in that many times the lines between the two get blurred when applied to an urban ascetic. Professor Wolf does admit that for urban saints like Raymond of Piacenza, some aspects of the vita passiva had to be part of his ministry, but this, I think, begs the question. Every kind of Christian sanctity has as its end the eternal contemplative state, to the degree that the vita activa is seen as a preparation for the vita passiva. While the latter is certainly deemed more excellent than the former, both are deemed necessary to writers like Sulpicius Severus.
[5] Vita Beati Martinii, Cap.2
[6] Clare Stancliffe brings out the apologetic nature of Severus’ Vita when she points out that he had two different audiences in mind: those bishops who were suspicious of ascetic exercises on the one hand (noting the case of Priscillian the bishop, who was condemned as a heretic for certain ascetic teachings) and those who were of Jerome’s opinion that Martin was not “ascetic enough.” See St. Martin and His Hagiographer: History and Miracle in Sulpicius Severus. (Oxford Historical Monographs) (New York: Clarendon Press, Oxford University Press, 1983).
[7] Vita Beati Martinii, Cap. III. Above translation taken from Alexander Roberts’ translation in A Select Library of Nicene and Post-Nicene Fathers of the Christian Church, Volume 11 (New York, 1894).
[8] Ibid., Cap. VI. Encounters with the devil in the hagiographical sources are a sign of the legitimate calling of the ascetic, given the fact that he, like Jesus, is tested in this conflict. See David Brakke, Demons and the Making of a Monk: Spiritual Combat in Early Christianity. (Cambridge, MA: Harvard University Press) 2006, pp, 5ff
[9] Sulpicius Severus, “De vita beati Martini Liber Unus”, Scriptores Ecclesiastici Quinti Saeculi. (Paris: Galland Bibliotech Vetteris Patris), tomus VIII.
[10] Ibid., Cap. X.
[11] Severus, Dialogues 24 quoted in K. Wolf, The Poverty of Riches: St. Francis of Assisi Reconsidered (Oxford: Oxford University Press, 2003), 55
[12] Carol Straw, Gregory the Great: Perfection in Imperfection. (Berkeley: University of California Press, 1988), 65-66.
[13] Ibid., 67. Carol Straw notes, that in much of the scholarship up to the 1980’s, the Dialogues was regarded, especially by J.M. Wallis-Hadrill, as “the joker in Gregory’s pack.” She goes on to quote him in this vein: “What are we to make of them in the grand company of the Moralia, the Homilies, the Regula pastoralis, and the Register?” Straw notes the difficulty represents in the Gregorian canon of writings, especially the Moralia, where miracles are viewed as “historically necessary to nourish the faith of early Christians, or convert those hard of heart,” but these dramatic displays of divine power are “no longer essential,” thus allowing Gregory to emphasize the value of charity and good deeds, which should “kindle hearts with heavenly love.” But the beginning of the Dialogues gives us a clue to Gregory’s central concern. Answering Peter’s lament that the world was bereft of living saints, Gregory replies that even if miracles are wanting, the world was still abounding in people with great virtue. “The Dialogues present continually a distinction between external and internal virtues, as Gregory strives to lead his audience inward Chastity and abstinence are external signs just as those more wondrous feats, such as suspending a stone in mid-air or multiplying loaves of bread. Both kinds of deeds are external phenomena set in contrast to internal charity. Though charity is what really matters, sometimes the full strength of this virtue remains hidden in this life simply because others lack the spiritual discernment to see it. The virtue of a saint may appear only after death, when his relics proclaim his happiness in heaven.” 67-68. Cf. J.M. Wallis-Hadrill, “Memoirs of Fellows and Corresponding Fellows,” in Speculum 61 (1986): 769 and Sofia Boesch Gajano, “Dilivelli culturali e mediazioni ecclesiastiche nei Dialogi di Gregorio Magno,” Quaderni storici 14 (1979): 398-415 Reconciling polarities, and living with paradoxical situations, is central to Gregory’s project.  See Bernard McGinn’s review of  Professor Straw’s book in The Journal of Religion, vol. 73, no. 2 (April 1983), 250.
[14] Ibid., 4. Cf. R.A. Markus, “Gregory the Great’s Europe,” in Royal Historical Society, Fifth Series, Vol. 31 (1981) 21-36.
[15]Gregory the Great, “Dialogi,” Patrologiae cursus completus: series Latina. Sive, Bibliotheca universalis, integra, uniformis, commoda, oeconomica, omnium SS. patrum, doctorum scriptorumque ecclesiasticorum qui ab aevo apostolico ad usque Innocentii III tempora floruerunt. Ed. J.-P. Migne, 22 vols. (Paris: Exudebat Migne, , etc. 1844-1902), Cap. I.

[16] Dennis Trout, in David Brakke’s review article, Church History, vol. 71no. 1 (March 2002), 170-171.
[17] “De Paulinus Nolanae,” P.G. Migne, Patrologia Latina, vol. 77. See St. Gregory the Great, Dialogues (trans. Odo John Zimmermann, OSB) (The Fathers of the Church Series), (Washington, D.C.: Catholic University of America Press 1959), vol. 39, 114.
[18]Dialogi,” Caput IV:285, in Patrologia Latina (hereafter PL).
[19] Ibid., Caput IV: 285.
[20] Brown, The Rise of Western Christendom, 190ff.
[21] Dialogi ,liber III, Caput 5.

[22]Ibid., liber tertius, cap. VII: Hic namque venerabilis vir cum vitam multis plenam virtutibus duceret, seque sub sacerdotali custodia in continentiae arce custodiret. Cf. Prologus, Regula Sancti Benedicti, 45: “Constituenda est ergo nobis dominici schola servitii.”
[23] Desert Fathers, “On Lust,”  36
[24] Dialogi, Liber II, Prologomenum. 
[25] Ibid., Cap. 1.
[26] Ibid.
[27] Ibid., Cap 3: Hunc ergo venerabilem virum secum habitasse dixerim, quia in sua semper custodia circumspectus, ante oculos Conditoris se semper aspiciens, se semper examinans, extra se mentis suae oculum non divulgavit.
[28] Ibid.
[29] Ibid., 4.
[30] Ibid., 64.
[31] Therefore, a hagiographical-literary reading of these hagiographic sources still carry the day. In saying this, of course, I do not negate the value of a more historical-sociological reading, since these Latin vitae give us very specific Latin views of sanctity, with bishops taking a prominent role, but the cloth they are cutting from is the same cloth that produced the desert and urban ascetics of Egypt and Palestine. Latin Christendom would cut from this cloth, and its hagiographers would make the tropes of ascetic sanctity their own.

Friday, September 24, 2010

To the Desert and Back Again: From St. Anthony's Desert Flight to St. Basil's Urban Monasticism, Part II

 
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One of the earliest, and clearest, examples of the attempt to apply the spiritual tropes of desert spirituality to the urban context is in an anonymous hagiographical source, written around the sixth and seventh centuries, titled Life of St. Alexis the Man of God.[1] The origins of the legend are somewhat shrouded in mystery, but it seems it had its origins in Syria, at the height of desert monasticism’s greatest growth in the fifth and sixth centuries, making its way into the west around the tenth century.[2]
            The legend has all the stock elements of a traditional hagiography steeped in imitatio Christi: a childless couple of noble lineage (paralleling Christ’s royal lineage) who pray for a child, and their prayers are answered. The child’s father, Euphemian, wants him to inherit his power and wealth, and grooms him for such a moment when he will pass on all his worldly power and goods. He chooses a wife for the young man, but Alexis is more concerned with chastity and prayer than he is with power, wealth and marriage, so he, on the day of his marriage, talks his wife into adopting a life of chastity, after which he takes his leave of his father’s house and sails for Laodicea, and then Edessa, “because of an image he had heard talk of, made by angels at God’s command on behalf of the Virgin who brought salvation.”[3]
            It is here that the story takes on an unusual turn, because rather than join a monastery, he goes throughout the streets of Edessa, distributing his wealth to the poor, and once he has divested himself of all his possessions, simply “sits down with the poor.”[4] He spends his time with the poor, collecting enough alms to sustain himself, and gives all else to the poor.[5] Leading his life in such a way, he avoids monastic engagement, and at the same time, he lives out his spiritual commitment to poverty in the city of Edessa, also choosing not to live as a hermit.
Withdrawal, for  Alexis, means adopting a life of poverty, a way of life that rejects the privilege, power and wealth of his upbringing. As Euphemian’s servants sail to Edessa to look for Alexis, they find him, but do not recognize him. The story drives home the new reality, where Alexis is no longer identified as a powerful heir to a powerful dynastic family, but as a simple beggar. What Euphemian’s servants find is a man who is now dependent on them. He, who was once “their lord, now is their almsman.”[6] This, we are told, brings him great joy, since his exchange was thorough and complete: wealth and power for complete poverty.
How did  Alexis live out his poverty? The anonymous poet tells us that he lived seventeen years in Edessa, living in the steps of a church that contained a miracle-working image of the Virgin Mary, “serving his Master with ready will,” with his enemy (i.e. the devil) unable to deceive him..”[7] Like  Anthony in the desert, and for that matter, like Christ in the wilderness,  Alexis has his own unspecified conflicts and fights with the devil where he comes out victorious. He “punishes his body in the service of the Lord God,” rejects “the love of man or woman,” and turns down “honors that might have been conferred on him.” His commitment to his chosen life of poverty is unwavering, not wanting to “turn aside from it, as long as he has to live.”[8] He is content to live in the city, laboring in prayer and, presumably, ascetic discipline. The chief temptation is to return to his former life of wealth and privilege, and the sight of powerful, wealthy men he sees every day might contribute to that temptation. Nothing, however, can move him from his choice of life, nor from the city of Edessa, which has become his own arena of spiritual struggle…that is, until a rather strange series of events compel him to return to Rome.
 Alexis, purposed never to leave Edessa, is prompted to leave when the image of Christ at the altar instructs the priest to bring him into the church. After bringing him into the church, word got out that the “image spoke for Alexis.”[9] Everyone began to flock to the church to honor him as a living saint. This caused a great deal of distress for Alexis, not wanting “to be burdened again by this honor.”[10] Wishing to stay in the anonymity that he enjoyed, he wanted to maintain this state of affairs which brought much by way of opportunities to engage in ascetic self-denial and identification with the poor of the city. This would all change, as people would want to honor him and venerate him above his fellow poor. At this point, he knows exactly what he needs to do: leave Edessa, head straight for Laodicea, from there to Tarsus, and then to Rome.[11]
Why does Alexis choose to return to the city where he had wealth and honor in his father’s house? The anonymous author answers this by relating that since seventeen years had passed since  Alexis had left Rome, he was unrecognizable to his father and kinsmen.[12] This anonymity-lived out in his father’s household-would suit him very well, since, surrounded by his father’s wealth and power, he would have the opportunity to fight the temptation to reveal himself to his father. He requests of his father (who does not recognize him) to give him lodging under the stairs, and this request is granted to him, “for the love of God and for (his) dear son.”[13] So he spends the next seventeen years under his father’s stairs, “in great poverty (living) his noble life…loving God more than all his lineage.”[14] Whatever food came from the house, he would eat enough to sustain his body, and the rest he would give to the poor. He dwells in the church, and does not want to depart from it, taking communion on every feast day. His greatest desire is “to work hard in God’s service; in no way does he want to be distanced from it.”[15]
His greatest feat, however, is his dwelling under his father’s stairs, “delighting in poverty,” and enduring humiliations from the household staff, who throw their slops on his head in order to spite him, everyone considering him to be a fool. Among the many humiliations heaped upon him are water being thrown on him, so that his bedding gets soaked. His response is quite typical of him: “This most holy man does not become angry at all, instead he prays to God, in his mercy, to forgive them, for they know not what they do.”[16]
So far,  Alexis exhibits all the traits that mark a traditional desert ascetic: he eats very little food, engages in a kind of ascetic warfare against the passions, endures privations and humiliations, to the point of near martyrdom, and most importantly, exhibits that trait that is common to all martyrs and ascetics-the imitation of Christ’s sufferings. The anonymous author makes this point very clear when he puts Christ’s words on the cross on the lips of Alexis, thus identifying him as an alter Christus. In the end, Alexis has also succeeded in becoming an urban Anthony.
            The story of  Alexis exemplifies the impulse to live out a life of ascetic poverty in the cities as well, inspiring many imitators who would take up the fight against the passions of greed, avarice and lust in the major urban centers of the eastern empire. One way to do this would be to establish monastic communities within an urban environment, or at least in close proximity to an urban center, thus following closely the Pachomian and Antonian models. This would be the manner in which  Basil of Caesarea’s monastic establishment would function, with a standard rule regulating the way his monks would interact with the “world” (i.e. the city) as part and parcel of their ascetic discipline.       
The life of  Basil himself (330-379) is quite informative in regard to his ascetic choices. His own family included quite a pedigree of saints and martyrs reaching back into the early 3rd century.[17] Both of his parents were Christians, and he himself received Christian instruction from his grandmother Macrina. During the last gasp of persecution under Maximin Daia, his relatives fled to “the remote and wilder parts of Pontus, living wildly on the spoils of the hunt, and redefining (Christian) heroism in the language of survival.”[18] His father, a member of the legal profession in Caesarea, introduced him to the study of classical literature. St. Basil, thus armed with both religious and secular learning, embarked on a promising academic career in Athens, where he met his friend,  Gregory Nazianzen. There they both went on retreat on the Iris in 358 in order to work on the Philokalia, a collection of excerpts from the works of Origen, and drafted a monastic rule. But between the close of his academic studies in 355 and his first seclusion in Iris, Basil had a promising career in rhetoric. His yearning for the monastic life, however, won out (especially at the instigation of his older sister Macrina, who thought his holy purpose would be stifled by his secular career).[19]
            The rest of  Basil’s early monastic career (most important for this study) was spent studying and observing the lives of the desert ascetics of Egypt, Syria and Palestine (especially St. Anthony), in search of a guide who could mentor him in the discipline of spiritual combat. Upon his return home from Egypt he took up the life of solitude in Pontus, with a daily round of prayer, reading and physical labor. At this stage, his life was somewhat akin to that of SAnthony, taking on spiritual labors as an anchorite. He would later establish monasteries in Pontus, Caesarea and Sebaste, channeling the impulses of the Pachomian and Antonian monastic ideals into a disciplined coenobitic structure that was more tightly regulated. Gone were the “ascetic rivalries” that characterized much of Egyptian monasticism.  Basil would insist upon spiritual direction under a spiritual guide, and obedience was to be the guiding principle in the monk’s relationship to his superior. But what was even more remarkable about St. Basil’s monastic establishments (and pertinent to this study) was that they were to be placed not in desolate deserts, but in the urban centers. Many of the monks under Basilian regulation were to undertake their ascetic struggles in a structured community, within the walls of the city.[20]
            The corpus of his ascetic works, including the three short treatises addressed to ascetics, is intended to give regulatory guidance to the monastic communities under his care. The Moralia, on the other hand, are addressed to monks, priests and laity living in the world, and since many of the communities he founded would include such monks living in the cities, there is an organic unity, in thematic terms, between his ascetical corpus and the Moralia. It is this organic unity that I wish to explore in these works.
             Basil begins his Introduction to the Ascetical Life with a decidedly martial appeal, pointing out the connection between a soldier and a monk:
Noble are the ordinances decreed by a king for his subjects, but nobler and more regal are the commands he addresses to his soldiers. As if military orders are being proclaimed, therefore, let that man give ear who wishes what is of great and celestial worth, who wishes to be ever Christ’s comrade in battle, who heeds that mighty word: “If any man minister to me, let him follow me; and where I am, there also shall my minister be.” Where is Christ, the King? In heaven, to be sure. Thither it behooves you, soldier (of Christ) to direct your course. Forget all earthly delights. A soldier does not build a house; he does not aspire to the possession of lands; he does not concern himself with devious, coin-purveying trade.[21]

The message he communicates to his monastic charges is clear and precise: the monk is one who has turned his back on worldly riches, and even the possibility of worldly success, and commits himself, like a soldier, to the service of his “emperor,” Jesus Christ, in a life of voluntary poverty. Such a “spiritual soldier” shuns money, in order to be “Christ’s comrade in battle.” We see the martial aspect of voluntary poverty dictating what the life of the ascetic will look like. The Basilian monk, now under strict discipline, must be prepared to advance the ascetic life in the context of city life, with all its challenges and temptations.  Basil reinforces this emphasis on the monk’s voluntary poverty, both inside and outside the monastery walls, in the beginning of the Discourse on Ascetical Discipline [should this be italicized?]:
First and foremost, the monk should own nothing in this world, but he should have as his possessions solitude of the body, modesty of bearing, a modulated tone of voice, and a well-ordered manner of speech. He should be without anxiety as to his food and drink, and should eat in silence. In the presence of his superiors, he should hold his tongue; before those wiser than he, he should hearken to their words…He should work with his hands, be ever mindful of his last end, joyful in hope, patient in adversity, unceasingly prayerful, giving thanks in all things, humble toward everyone, hating pride, sober and watchful to keep his heart from evil thoughts. He ought to heap up treasure in heaven by observing the commandments, examining himself as to his daily thoughts and actions, not entangling himself in the occupations and superfluities of the world.[22]

The call to “heap up treasure in heaven” is key to this introduction to the ascetical life, and in this case he extends this notion of poverty to a complete rejection of pride and worldly honors. Again, the urban aspect of the Basilian monastic experience puts an interesting context around this text, since it places the monk following St. Basil’s rule right in the midst of a culture that values “pride,” position, and honor. What does he exchange these for? Heavenly honor.[23]
            In the Introduction to the Ascetical Life  Basil gives a context to the Moralia in the sense that it is consistent with the summons to take up battle with the world in a manner that is compatible with its main themes: penance as the means of initiation into the ascetic life, renunciation of the world, and the practice of the virtues. The Moralia thus represents an attempt to unite moral imperatives, culled from the Gospels, to ascetic practice. These short instructions were given not only to monks, but to laity, priests and bishops, thus demonstrating its broad appeal to those living in traditional monastic communities outside the city walls, as well as those within the parameters of urban life.[24]
            The most striking feature of St. Basil’s Moralia is its scriptural emphasis. Much of it is a collection of quotes from the Gospels and the Epistles. These make up a series of “laws” which dictate how members of the monastic communities were to relate to one another. This is in keeping with the social character that sanctity had for Basil, given the fact that the double command of charity (love of God and neighbor) is what frames the community’s self-identification. Following the thematic order of the treatise, we find that penance is the first step in the ascetic life (Rule 1), followed by detachment (Rules 2) and love of God and neighbor (Rule 3). These form the beginning of the “rule” of St.  Basil, inform much of what follows regarding community life, and reinforce  Basil’s concept of Christian brotherhood. Basil thought of Christian community “as sacred space, created by the willingness of its members to discover and follow the will of God.”[25]  Thus, the broad appeal of the Moralia lends further support to an attempt to bring certain ascetic principles to bear on the widest possible audience as possible: lay, clerical and monastic.
            The sections dealing with poverty are the most striking. Rule 45 establishes a conceptual framework for Rule 47, in that in the former, St. Basil stresses humility as the key factor which makes one worthy of the kingdom of God. Those seeking the kingdom must “imitate in their relations with one another the equality which is observed by children among themselves.”[26] St. Basil reinforces this by an appeal to those seeking the kingdom of heaven to “love here on earth that which is lowly and meanest of all.”[27] Greatness in the kingdom demands lowliness here on earth. This is the cornerstone of all aspiration to ascetic poverty, the motivating factor that moves all Christian ascetics to greater acts of renunciation.
            After a brief introduction concerning the duty of a Christian to work with great zeal on the small tasks as well as the big ones (Rule 46),  Basil launches into a series of rules having to do with poverty. In Rule 47 St. Basil reminds his audience of the Gospel command to “lay up treasures in heaven.” Rule 48 is addressed to a broader audience of laity and monastics, since it deals with generosity, especially addressed to the more wealthy laity. It then addresses how everyone-lay, clergy and monk-can live out the Gospel ideal of poverty. Those who “possess over and above what is necessary for life,” are “obliged to do good” with it, “according to the command of the Lord who has bestowed on us the things we possess.”[28] This injunction may apply to rich laity, thus giving them a role in the practice of religious poverty, and it may also apply to the monastic communities. Either way, there is a strict command here against the hoarding of wealth, an expectation that anything beyond the necessities of life must be given to charitable needs. This notion receives greater force especially later in this same rule, where St. Basil counsels his audience not “to be eager to have the necessities of life in abundance, nor seek after luxury or satiety…but… (to be) free from every form of avarice and ostentation.”[29] For a community that is dedicated to the ideals of ascetic poverty, especially within the context of urban life, this rule has the value of defining the relationship a Christian ascetic must have to wealth. The temptation to hoard wealth would make more sense in an urban situation. But it doesn’t seem to be limited to monastic communities, because given its broad sweep in terms of audience, it may also apply to the wealthy merchant laity in Caesarea. If that is the case, then St. Basil seems to be defining the relationship that should obtain between laity and monastic communities: whatever a rich merchant makes above and beyond his necessities, he should give to the poor, or to the monastic establishment, as they would use it for those ends.
            This brings us now to  Basil’s Ascetikon, with its Long and Short Rules, composed for a broader audience (especially the preface).[30] It should be kept in mind that St. Basil is no monastic elitist, but rather an ascetically-minded hierarch who believes that the call to a life of renunciation applies to everybody, lay and monk. Thus, as Rousseau suggests, it is more appropriate to see in the Ascetikon an attempt to address a broad cross-section of listeners, and then to address the more “serious.” This would situate the Ascetikon within a firmly urban context (at least in part), and identify its hearers as the kind of people who would both seek the life St. Basil is preaching about in both desert and city environments.
            For  Basil, the will contains within it the power to obey the commandments of God, to the degree that it is a natural power within the soul to desire what is good for it. All desire beauty, although the definition of beauty would differ widely. He relates this desire to a greater desire for God:
Now, what is more admirable than Divine Beauty? What reflection is better than the thought of the magnificence of God? What desire of the soul is more poignant and so intolerably keen as that desire implanted by God in a soul purified from all vice and affirming with sincerity, “I languish with love.” Totally ineffable and indescribable are the lightning flashes of Divine Beauty. Words do not adequately convey nor is the ear capable of receiving (knowledge of them). The rays of the morning star, or the brightness of the moon, or the light of the sun-all are more unworthy to be mentioned in comparison with that splendor and these heavenly bodies are more inferior to the true light than is the deep darkness of night, gloomy and moonless, to brightest noonday.[31]

For all its poetic force, its message is simple: for the Christian ascetic, the main issue is the reorientation of desire from earthly loves to God.  Basil signals a new emphasis in ascetic endeavor: the struggle against passions and demons must also include the positive orientation of their love towards God. What ultimately makes the fulfillment of the natural disposition of the soul to union with God, after the separation that sin caused made it almost impossible, is Christ’s incarnation. This “self-emptying” of the second person of the Trinity provides the ultimate model for all ascetic endeavors. Just as Christ emptied himself, becoming, in the words of the Epistle to the Hebrews, “obedient unto death,” so the Christian ascetic, in total love for God, must “empty himself” so that he can gain what his soul most longs for-fulfillment in God:
He has, moreover, taken upon Himself our infirmities and carries our sorrows. He was crucified for us that we might be healed by His bruises. He also redeemed us from the curse, “being made a curse for us,” and endured the most ignominious death that He might restore us to the life of glory. Nor was He content with merely bringing back to life those who were dead, but He conferred upon them the dignity of divinity and prepared everlasting rest transcending every human concept in the magnitude of its joy. What, therefore, shall we render to the Lord for all the blessings He has bestowed upon us? He is good, indeed, that He does not exact a recompense, but is content to be loved in return for His gifts.[32]

This is what provides the motive force behind the ascetic life-sacrifice, first of Christ, and then, in response, the rendering of love back to God.
            After dealing with the first part of the double command of charity (love of God) in Question 2, St. Basil goes on to the other half (love of neighbor) in Question 3. He recognizes that human beings are social animals, created to be in the company of others for the purpose of mutual care and support. It is, in fact, the first part of the Gospel command that gives the basis for the second, in that whatever is done for love of others is done for the love of God, forming an organic unity:
It is, accordingly, possible to keep the second commandment by observing the first, and by means of the second we are led back to the first. He who loves the Lord loves his neighbor in consequence. “If anyone love me,” said the Lord, “he will keep my commandments;” and again, He says: “This is my commandment, that you love one another as I have loved you.” On the other hand, he who loves his neighbor fulfills the love he owes to God, for He accepts this favor as shown to Himself.[33]

 Basil’s exposition of the Great Commandment now provides a suitable backdrop for his urban monastic vision, one which would include feeding the poor and healing the sick as part of its ascetic endeavors.
             Basil’s homily “On Mercy and Justice,” a hallmark treatise on the care of the needy, begins with this lament: “Bless me, Father: Because the world is forgetting God, my brethren, injustice to neighbor and inhumanity to the weak prevail, confirming the words of the holy Apostle: ‘as they liked not to have God in their knowledge God delivered them up to a reprobate sense to do those things which are not convenient.’”[34] Returning to the theme of the Great Commandment, he now jumps to the proper care of the needy. For  Basil, the “world” is none other than the environment where societal neglect of both God and humanity is most keenly felt-the city. It is here that he calls his monks to do battle against avarice, and its resultant miseries-those who are left poor, sick and destitute. But the tone of the opening lines of the treatise laments the avarice that St. Basil finds so prevalent in a city like Caesarea, and his exhortation to his monks, as well as to the wealthy laity, is that the struggle against avarice is just as much a struggle for one’s soul as it is a societal evil. He encourages them to combat avarice with mercy and justice. Thus, we have an instance in this case of an attempt to apply a crucial aspect of ascetic practice to the urban context of  Basil’s Caesarea: the struggle against avarice, in which every Christian, be he a monk or lay must engage. The monk must fight against it through renunciation and deprivation, as well as engaging in charitable work in alleviating the effects of poverty and sickness, for which the first hospitals were established in Caesarea. For the wealthy layman, he is to struggle against avarice by giving away whatever he makes above and beyond his daily necessities for the relief of the poor (and perhaps to the hospitals and foundations under the patronage of St. Basil’s monasteries).
 Basil crafts an urban asceticism that would draw upon the Antonian emphasis on “withdrawal” and the Pachomian emphasis on community of coenobitic monasticism. As a bishop, he is especially concerned about how to achieve sanctity within a context where one is surrounded by the world, and, like Anthony’s mountain demons, or Alexis’ temptations, this affords him, and his monks who reside within the city walls, an opportunity to fight with very visible enemy that entices people towards pride, lust and monetary gain. Whereas Anthony would flee to the desert to engage in spiritual struggles with demons, Basil, like Alexis, would do the same thing within the city, establishing urban monastic brotherhoods for that purpose. For Basil, the urban monastery is engaged in the same endeavor as Anthony’s withdrawal into the desert: each mode of life, in its own way, is engaged in the ascetic task of “fighting demons and finding God.”
The Pachomian stream would be especially strong in St. Basil’s style of ascetic life, and this would contribute strongly to his own brand of urban asceticism. It remains now to see how these two streams-the Antonian and Pachomian-would influence the way that bishops ruling vast dioceses like St. John the Almsgiver (Patriarch of Alexandria 606-613), and even more importantly, his hagiographer Leontius of Cyprus, would negotiate their active lives with the way of withdrawal.
For Leontius of Cyprus (and his collaborators in the writing of St. John’s Life, John Moschus and Sophronius), the question of Antonian and Pachomian forms of ascetic withdrawal would be answered through the life of one of Alexandria’s most famous patriarchs, St. John the Almsgiver.[35] Described as a man who loved chastity even in his married state as a young man, he nonetheless gives in to the requirements of marriage, “wishing to give offense to none.”[36] With the death of his wife and children, he was now free to pursue his life of ascetic discipline, but for the fact that the emperor Heraclius had pressured Nicetas, who had been elevated to the rank of patrician, to make John patriarch of the newly vacant see of Alexandria. The account of John Moschus emphasizes his efforts to stamp out the Monophysite heresy (with little success), but then describes his efforts at alleviating the clergy and people who arrived from Syria after a devastating defeat at the hands of the Persians. This is where the asceticism of St. John is made most apparent in these accounts: in his acts of charity and in his simple manner of life.[37] A bishop surrounded by worldly honors and riches, which so many were ready and eager to lavish upon him, has a great spiritual challenge confronting him.  John, rather than being challenged and attacked by demons, finds himself challenged and confronted with worldly riches. The question for the urban ascetic is always one of how prepared he is to stave off the temptations of the world while still remaining in it.
            The account goes on to tell of his charitable achievements: the support of the Syrian clergy after the devastations of war and famine (chapter 6); the building of hospitals in various parts of Alexandria (chapter 7); the building of churches and chapels for the workers in Lake Maria, who were suffering from the vice of “sodomy” as a result of having no priest or house of prayer (chapter 8); and the generous gift to Jerusalem after the destruction of holy places by the Persians (chapter 9). But for John Moschus, this generosity has a basis in St. John’s simplicity of life.[38] It is in the renunciation of pleasure and luxury that St. John would demonstrate his ascetical endeavor, in a manner of life that is characterized by deprivations and the assumption of a “humble style of living” that is “content with little.” This takes place in an environment where the Patriarch would be surrounded by officials (secular and ecclesiastical) offering him many opportunities to dine sumptuously and live luxuriously.
            The ascetic aspect of John’s labors is treated a little more fully in Leontius of Cyprus’ supplement to the John Moschus’/Sophronius’ account. Leontius begins his narrative by giving his audience a two-fold purpose for his contribution: to write an account of his life for the edification of the faithful, and to provide a model life lived in the thick of urban life, with all of its temptations.[39] For Leontius, the life of  John the Almsgiver is important and instructive, having two purposes: first, to inspire his audience to greater acts of piety, and second (and perhaps more importantly) to remove an excuse for failure to live up to such piety and charity-the perceived lack of virtue among his contemporaries. There is a very important subtext here, and it is intimately related to the ascetic culture that abounds in the world of Leontius. Just as desert ascetics wrestle with demons in the wilderness, so bishops like  John wrestle with the “lawlessness” and greed that abounds in the urban environment of cities like Alexandria. As we will see, Leontius paints a picture of a saint who undertakes ascetic struggle through acts of charity and the avoidance of avarice and greed.
Perhaps the biggest temptation that urban saints like St. John the Almsgiver face is that of stinginess in the amount of giving, which is why he gives the injunction that alms were to be given to as many people and as repeatedly as possible, with no questions asked. There is an inner logic at work here, which is not quite self-evident in the text, but nonetheless informs the rationale behind St. John’s policy of “don’t ask, don’t tell.”[40] The inner logic here has to do with assumptions about the true nature of spiritual poverty. The tenor of Leontius’ argument is clear: the money he receives for the care of the poor is not his own possession, but the property of him who gave it-God. To ask questions would presume possession of said gifts, and to lay claim to that money is to fall into the clutches of greed.  John wants to obey the scriptural injunction literally; for it is there that the vices that come with the presumption of possession are kept at bay. Thus, it is only through a commitment to poverty that  John believed that God would bless him with the kind of abundance with which he could practice the virtue of charity. This is especially emphasized in the story he tells of a vision he had seen in his youth.[41] The vision, which he identifies as “the spirit of charity,” reminds him of the greatest act of self-humiliation-the incarnation. This very act is seen as the supreme act of charity, since “it was certainly sympathy with, and pity for mankind that made our Lord become incarnate in our flesh.” This ultimate act of charity motivates the young John to “test the spirits,” only to find that in doing so, he would be given his vocation.
Where the narrative shows, to a much more explicit degree, the ascetic disposition of St. John is in his desire for the monastic life, and how he would satisfy that longing.[42] For Leontius, it is a “remarkable thing in the life of the saintly Patriarch” that he had not “practiced the discipline of a monk.” Here is where the apologia, the argument for his sanctity and ascetic credentials, becomes much more explicit, in that Leontius tries to make the case that under St. John, the church of Alexandria was so ordered that it was virtuously a monastery, and that he had “attained to such a height of virtue that he excelled many of those who had distinguished themselves in the asceticism of the desert.” For a bishop, he had excelled in the ascetic disciplines to such an extent that he even surpassed the labors of the desert dwellers. The desert ascetics remain the standard of all spiritual endeavor, and John, as bishop, excels them all, according to Leontius.
Leontius and John Moschus represent a kind of ascetic bishop, one who strives for a monastic existence in the busy world of an episcopate characterized by attending to the needs of the poor and those affected by war. It is, in a sense, an “active monasticism,” one which strives to match the deeds of the desert ascetics in a different way. This would be especially crucial in a world where the ascetic impulse in the fourth-sixth centuries had taken hold to such an extent that it almost became a rival to the institutional church. The Synod of Gangra in 340 made it an offense worthy of anathema, among other things, to teach that marriage is to be condemned (Canon 1), or, more relevant to the Life of St. John the Almsgiver, that the churches are to be “despised” in favor of the monastic cell (Canon 5). The abuses the Synod highlights bring to sharp relief the hold and influence the ascetic tradition had, and as a result, the bishops sought ways to harness it rather than destroy it. In any case, it is apparent that in many ways, St. John the Almsgiver would represent, for Leontius, the ideal ascetic, especially since his spiritual attainments were attained in the day-to-day affairs of an urban episcopal ministry, thus combining, in himself, both Antonian and Pachomian ways of ascetic withdrawal.
The beginning of monastic endeavor in Egypt and Syria in the fourth through the sixth centuries is very instructive because it arose in the presence of a highly urban and commercial culture, giving men and women opportunities to practice spiritual struggle and to practice ascetic withdrawal. How that withdrawal was to take place varied. For  Anthony and Pachomius that struggle was to take the shape of eremitic and coenobitic paths of spiritual engagement, which can take place either in remote deserts or in urban areas. For Sts. Alexis and John the Almsgiver, it was to take the shape of an intentional urban asceticism. St. Basil makes room for both kinds of spiritual endeavor, and would be influential in passing these spiritual impulses to the Latin west. For scholars like Heffernan, these works of ascetic hagiography would ride on the heels of the martyrs movements, and bequeath an idiom of sanctity that emphasizes the saint as ascetic hero from which future hagiographers would draw as they craft their arguments for the sanctity of their subjects. All saints must conform to these models of ascetic sanctity. All saints are, to one degree or another, ascetics, and the urbanization of asceticism will cement this reality for every hagiographer making the case for his particular saint.




[1] The text of Life of St. Alexis is from Thomas Head’s anthology, Medieval Hagiography: An Anthology. (New York: Routledge, 2001) 317-340. The text used in this anthology is from an Old French poem ca. 1120.
[2] Head, in the introduction to the twelfth century Old French version, says that “there has been considerable controversy concerning the provenance and the dissemination itself.” The earliest extant Greek and Syriac versions date from around the fifth and the sixth centuries, showing that the legend “was widely known and admired in the East long before it made its way to Europe.” The legend made its way to Rome, and took root in Western Christendom, when “Pope Benedict XII appointed Archbishop Sergius, who had been exiled from Damascus in Syria, to head the church of San Bonifacio in Rome in 974.” Thereafter, the cult of St. Alexis became associated with the church of San Bonifacio. Head,  317.
[3] Life of St. Alexis, 1-18.
[4] Ibid., 19-20.
[5] Ibid., 20.
[6] Ibid., 25.
[7] Ibid., 18, 32.
[8] Ibid., 33.
[9] Ibid., 37.
[10] Ibid., 38.
[11] Ibid., 38-39.
[12] Ibid., 43, 44.
[13] Ibid., 44.
[14] Ibid., 50.
[15] Ibid., 52.
[16] Ibid., 54.
[17] His grandmother knew St. Gregory Thaumaturgus (213-270) of Neo-Caesarea, famous for being a wonder-working bishop.
[18] Philip Rousseau, Basil of Caesarea. (Berkeley: University of California Press, 1994)  5.
[19] Sister M. Monica Wagner, CSC, The Fathers of the Church: St. Basil, the Ascetical Works. (Washington, D.C.: The Catholic University of America, 1962)  viii-ix.
[20] Ibid. xi-xii. See also Chapter 5, “City and Church,” in Rousseau,  133ff.
[21] St. Basil, “Introduction to the Ascetical Life,” in Fathers of the Church (hereafter FC), 9.
[22] “Discourse on the Ascetical Life,” FC, 33.
[23] “From death you will pass to everlasting life, from ignominy in men’s sight to glory with God, and from the adversities and chastisements of this world to eternal peace with the angels. Earth did not accept you as a citizen, but heaven will welcome you. The world persecuted you, but the angels will bear you aloft to the presence of Christ. You will even be called friend by Him and will hear the longed-for word of commendation: ‘Well done, good and faithful servant, brave soldier and imitator of the Lord, follower of the King, I shall reward you with My own gifts and I shall pay heed to your words as you did to Mine.’” Ibid., 11-12.
[24] See Johannes Quasten, Patrology (Volume III: The Golden Age of Greek Patristic Literature, from the Council of Nicea to the Council of Chalcedon). (Allen, TX: Christian Classics), 224.
[25] Rousseau, p. 230. Cf. Pierre Humbertclaude, La doctrine ascetique de Saint Basile de Cesaree.  (Paris: Gabriel Beauchesne et ses fils, 1932),  34ff. Pere Humberclaude sees the Moralia as being addressed broadly to monastics and ascetics as “l’expose a la fois resume et ordonne du code evangelique, a l’usage des ames eprise de perfection.” . 34.
[26] “The Morals,” Rule 45, FC  122.
[27] Ibid.
[28] Ibid., Rule 47, FC  125.
[29] Ibid., 126.                                                                                                                                                                                                  
[30] Rousseau writes: “Basil was addressing an audience that took its religion seriously. A group had withdrawn to a place of quiet in the later hours of the day, to ask him further questions (following some more public occasion). They did so, however, for one evening only, escaping from the “hustle” of an ‘outside world’ to which they were obviously going to return. Rufinus, in his Latin translation, created a misleadingly intimate air and suggested that those listening were more advanced in spirituality. The purpose of the occasion, however, as described in the Greek, was not particularly monastic but designed simply ‘to encourage a healthier belief and the adoption of a way of life in accord with the Gospel. Even by the time of Rufinus, therefore, a specifically monastic, indeed elitist, interpretation was being placed on Basil’s more open text. We have to measure carefully, therefore, the fact that some of the later sections are addressed to ‘the Christian’ (as in the letter referred to above), which is far too glibly assumed to mean ‘monk.’ In what was beyond doubt a public homily, Basil was unperturbed by the thought that all his listeners might renounce property in response to the counsels of the Gospel: ‘He who gave the law knows how to reconcile with the law our inabilities’; and that would apply even to those who were married and had families. In relation to the Preface of the Asceticon, therefore, we may picture the circumstances as follows: Basil presented to communities in Caesarea and elsewhere principles that he considered were applicable to all; he then asked who among them would take the matter seriously; finally, in response to what was inevitably a smaller group, he gave special advice, which eventually included advice on organization.” Basil of Caesarea,  199-200. Cf. Fedwick, Paul Jonathan, ed. Basil of Caesarea: Christian, Humanist, Ascetic, A Sixteen-hundredth Anniversary Symposium. (2 volumes) (Toronto: Pontifical Institute for Medieval Studies, 1981), and Clarke, W.K. Lowther, St. Basil the Great: A Study in Monasticism. (Cambridge: Cambridge University Press, 1913).
[31] “The Long Rules,” FC 234-235.
[32] Ibid., 238.
[33] Ibid., Question 3, FC 240. St. Basil continues this train of thought, drawing from scriptural examples: “Wherefore, Moses, that faithful servant of God, manifested such great love for his brethren as to wish his name to be struck from the book of God in which it was inscribed, if the sin of his people were not pardoned. Paul, also, desiring to be, like Christ, an exchange for the salvation of all, dared to pray that he might be an anathema from Christ for the sake of his brethren according to the flesh. Yet, at the same time, he knew that it was impossible for him to be estranged from God through his having rejected His favor for love of Him and for the sake of the great commandment; moreover, he knew that he would receive in return much more than he gave. For the rest, what has been said thus far offers sufficient proof that the saints did attain to this measure of love for their neighbor.”
[34] “On Mercy and Justice,” FC  507.
[35] [Is this entire FN needed? It’s long and probably could be edited down considerably.]Norman H. Baynes writes: “The first half of the seventh century was marked in the Eastern provinces of the Empire by great literary activity in hagiography and four outstanding figures in the writing of lives of the saints were intimately associated. Leontius bishop of Neapolis in Cyprus wrote a biography of St. John the Almsgiver, Patriarch of Alexandria. Both Leontius and the Patriarch were, it would seem, natives of Cyprus and the former probably lived in contact with St. John during his patriarchate. John Moschus, a Palestinian monk, was the author of the Pratum Spirituale - the ‘Spiritual Meadow’ or ‘New Paradise’ in which he gave an account of the lives of the solitaries whom he had visited in his wanderings. John Moschus twice went to Egypt accompanying the 'sophist' Sophronius who is perhaps to be identified with the Bishop of Jerusalem (633-7) of the same name. Both John Moschus and Sophronius were in Egypt during St. John the Almsgiver's patriarchate and gave him their loyal support. Later, working, it would seem, on material which John Moschus had collected but had not lived to publish, Sophronius wrote a Life of the Patriarch; this Life has not been preserved..” Norman Baynes, ed. Three Byzantine Saints: Contemporary Biographies of St. Daniel the Stylite, St. Theodore of Sykeon and St. John the Almsgiver. (trans. Elizabeth Dawes) (London, 1948).
73Leontius of Cyprus, “Life of St. John the Almsgiver,” in Baynes, Chapter  3.

74Ibid., Chapter 6

[37] Ibid., Chapter 5
[38] Ibid., Chapter 10
[39]“Leontius of Cyprus, “A Supplement to the Life of St. John the Almsgiver, our Saintly Father and Archbishop of Alexandria,” in Baynes, Prologue.
[40]He accordingly gave immediate orders that the wounded and sick should be put to bed in hostels and hospitals which he himself had founded, and that they should receive care and medical treatment without payment and that then they should be free to leave as each of them should choose. To those who were well but destitute and came to the daily distribution he gave sixpence apiece [i.e. one keration] to the men and one shilling [i.e. two keratia] apiece to the women and children as being weaker members. Now some of the women, who came begging for alms, wore ornaments and bracelets, and those who were entrusted with the distribution reported this to the Patriarch. Then he, who was really gentle and of a cheerful countenance, put on a grim look and a harsh voice and said: ‘If you wish to be distributors for humble John, or rather for Christ, obey unquestioningly the divine command which says: "Give to every man that asks of thee.” [Luke 6:30] But, if you vex by your inquiries those who come to receive alms, God has no need of mischievous servants nor has humble John. If indeed the money given were mine and had come into existence with me I might do well to be niggardly with my own possessions. But if the money given happens to be God’s, where His property is in question He wishes His commands to be followed absolutely. 'But if, perhaps, because you have no faith or are of 1ittle faith, you fear that the amount given away may exceed the moneys which we receive, I myself refuse to share in your little faith. For if it is by God's good will that I, an unworthy servant, am the dispenser of His gifts, then were the whole world to be brought together in Alexandria and ask for alms they would not straiten the holy Church nor the inexhaustible treasures of God.'” Supplement,  Chapter 7.
[41]  Ibid., Chapter 8.
[42] Ibid., Chapter 42.